Chief Investment Officer · Tuttle Capital Management, LLC
Frances L. Newton
CRD 6884035 · Named on Form ADV at one SEC-registered adviser
At a glance
Tuttle Capital Management, LLC, an SEC-registered asset manager with $5.5 billion in regulatory assets, lists Frances L. Newton on its Form ADV as Chief Investment Officer, a control person.
Firms and roles
- Tuttle Capital Management, LLCChief Investment OfficerAsset manager · United States · $5.5B in regulatory assets
AtlasMembers
Frances’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Matthew B. TuttleManaging Member/chief Executive Officer, Tuttle Capital Management, LLC
- Murray A. Ruggiero IIIChief Administrative Officer, Tuttle Capital Management, LLC
- Peter A. BraunwartChief Operating Officer, Tuttle Capital Management, LLC
- Manoj K. PombraChief Compliance Officer, Tuttle Capital Management, LLC
- Andrew M. ParmetHead of Portfolio Management, Tuttle Capital Management, LLC
1 more person named with Frances on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Frances’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.