Asset manager
Tuttle Capital Management, LLC
SEC-registered investment adviser · CRD 164937 · SEC 801-76982
At a glance
Tuttle Capital Management, LLC is an SEC-registered investment adviser based in United States, with $5.5 billion in regulatory assets under management as of its Form ADV filed September 21, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 664th of 3,218 asset managers and 1,960th of 17,210 SEC-registered advisers by assets.
tuttlecap.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $5.5B
- Rank among asset managers
- #664 of 3,218
- Rank among all SEC RIAs
- #1,960 of 17,210
- Clients
- 81
- Accounts
- 81
- Discretionary
- 87% of AUM
- Employees
- 21
- Advisory staff
- 8
- Offices
- 3
Owners and executives on its Form ADV
- Matthew B. TuttleManaging Member/chief Executive Officer
- Murray A. Ruggiero IIIChief Administrative Officer
- Peter A. BraunwartChief Operating Officer
- Manoj K. PombraChief Compliance Officer
- Frances L. NewtonChief Investment Officer
- Andrew M. ParmetHead of Portfolio Management
- Alexander L. GoffCapital Markets Analyst
Custody and brokerage
Custodian
Tuttle Capital Management, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 78 | $5.5B | 100% |
| Pooled investment vehicles | 3 | $0M | 0% |
Disciplinary disclosures
Tuttle Capital Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Other
Form ADV and brochures on the SEC’s adviser search ↗tuttlecap.com ↗
AtlasMembers
The full record on Tuttle Capital Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 685 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Tuttle Capital Management, LLC manage?
Tuttle Capital Management, LLC reports $5.5 billion in regulatory assets under management across 81 accounts, 87% of it on a discretionary basis, on its Form ADV filed September 21, 2026.
What kind of firm is Tuttle Capital Management, LLC?
Tuttle Capital Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Tuttle Capital Management, LLC’s clients?
By assets, its largest client types are investment companies ($5.5 billion, 78 clients); pooled investment vehicles ($0, 3 clients).
Does Tuttle Capital Management, LLC have any disciplinary history?
Tuttle Capital Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Tuttle Capital Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →