Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Oxford, CT
Every SEC-registered investment adviser representative at a firm office in Oxford, with the firms that employ the most of them.
8 registered advisors work in Oxford; the most are at Ameriprise Financial Services, LLC (4). 2 list the CFP designation and 6 are also registered broker representatives.
Firms with the most advisors in Oxford
Advisors in Oxford, A to Z
CFP advisors in Oxford →- Peter J. AiksnorasCompass Financial Management LLC
- Kristina DaoudAmeriprise Financial Services, LLC
- Nancy S. DaoudAmeriprise Financial Services, LLC · Chartered Financial Consultant
- Kathryn A. DennenCompass Financial Management LLC
- Albertine R. GibbsAmeriprise Financial Services, LLC · Certified Financial Planner
- Kristina J. MatwijecEdward Jones · Certified Financial Planner, Chartered Financial Analyst
- Richard RydzikKestra Advisory Services, LLC
- Seth N. StarkAmeriprise Financial Services, LLC
Other cities in Connecticut
All of Connecticut →Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59
Questions
How many financial advisors are in Oxford, CT?
8 investment adviser representatives are registered at firm offices in Oxford, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 6 of them are also registered as broker representatives, and 2 list the CFP designation.
Which firm has the most financial advisors in Oxford?
Ameriprise Financial Services, LLC, with 4 registered advisors in Oxford, followed by Compass Financial Management LLC with 2.
How do I check a financial advisor in Oxford?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.