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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Branford, CT

Every SEC-registered investment adviser representative at a firm office in Branford, with the firms that employ the most of them.

29 registered advisors work in Branford; the most are at LPL Financial LLC (12). 4 list the CFP designation and 24 are also registered broker representatives.

Firms with the most advisors in Branford

FirmAdvisors in Branford
LPL Financial LLC news12
Raymond James Financial Services Advisors, Inc. news3
Summit Planning Group, LLC3
Lifeplan Wealth Management Group LLC2
Osaic Wealth, Inc. news2
B.P. Walsh And Co., LLC1
Cambridge Investment Research Advisors, Inc. news1
Cetera Investment Advisers LLC news1
Dick Hutchinson Registered Investment Advisor1
Edward Jones news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
State Farm Investment Management Corp.1
Strategic Advisers LLC1
Td Private Client Wealth LLC1
Worrell Advisory Services1

Advisors in Branford, A to Z

CFP advisors in Branford →

Other cities in Connecticut

All of Connecticut →

Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59

Questions

How many financial advisors are in Branford, CT?

29 investment adviser representatives are registered at firm offices in Branford, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 24 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Branford?

LPL Financial LLC, with 12 registered advisors in Branford, followed by Raymond James Financial Services Advisors, Inc. with 3.

How do I check a financial advisor in Branford?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.