Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Woodland, CA
Every SEC-registered investment adviser representative at a firm office in Woodland, with the firms that employ the most of them.
The short answer
23 registered advisors work in Woodland; the most are at Edward Jones (9). 6 list the CFP designation and 22 are also registered broker representatives.
Firms with the most advisors in Woodland
Advisors in Woodland, A to Z
CFP advisors in Woodland →- Diane M. BasgallJ.P. Morgan Securities LLC
- Luis F. BautistaLPL Financial LLC · Chartered Financial Consultant
- Angelica M. CosioEdward Jones
- Brian J. DwyerEdward Jones
- Nicholas FioritoLPL Financial LLC
- Thomas E. GaleazziEdward Jones · Certified Financial Planner
- Lucas M. GiordanoAmeriprise Financial Services, LLC
- Kevin C. HaarbergEdward Jones · Certified Financial Planner
- Nicholas J. HannaEdward Jones
- Mark D. JohnsonEdward Jones
- Easan KatirEasan Katir Wealth Management
- Scott Z. MatterEdward Jones · Certified Financial Planner
- Darin J. NixonCetera Investment Advisers LLC
- Bryce S. PascoeLPL Enterprise, LLC
- Caden J. PascoeLPL Enterprise, LLC
- David J. PintoAmeriprise Financial Services, LLC · Certified Financial Planner, Chartered Financial Consultant
- Hector J. RodarteStrategic Advisers LLC · Certified Financial Planner
- Leah M. RomanEdward Jones
- Manju TuladharWells Fargo Clearing Services, LLC
- Timothy L. Vereecke Jr.Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Jennifer L. WardEdward Jones
- Jacarri C. WilliamsRaymond James Financial Services Advisors, Inc. · Certified Financial Planner
- Katharine E. WilmotAmeriprise Financial Services, LLC
Other cities in California
All of California →San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335
Questions
How many financial advisors are in Woodland, CA?
23 investment adviser representatives are registered at firm offices in Woodland, California, according to the SEC's Investment Adviser Public Disclosure records. 22 of them are also registered as broker representatives, and 6 list the CFP designation.
Which firm has the most financial advisors in Woodland?
Edward Jones, with 9 registered advisors in Woodland, followed by Ameriprise Financial Services, LLC with 3.
How do I check a financial advisor in Woodland?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.