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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in West Covina, CA

Every SEC-registered investment adviser representative at a firm office in West Covina, with the firms that employ the most of them.

45 registered advisors work in West Covina; the most are at Transamerica Financial Advisors, LLC (8). 7 list the CFP designation and 42 are also registered broker representatives.

Firms with the most advisors in West Covina

FirmAdvisors in West Covina
Transamerica Financial Advisors, LLC8
LPL Financial LLC news6
Trilogy Capital, Inc.6
J.P. Morgan Securities LLC news5
Cetera Investment Advisers LLC news4
Merrill Lynch, Pierce, Fenner & Smith Incorporated news3
Osaic Wealth, Inc. news3
Calton & Associates, Inc.2
Ameriprise Financial Services, LLC news1
Eagle Strategies LLC1
Enrique Villalobos & Associates1
Gwn Securities Inc.1
M Holdings Securities, Inc.1
Pfs Investments Inc.1
Regal Investment Advisors LLC1
State Farm Investment Management Corp.1
Wells Fargo Clearing Services, LLC news1

Advisors in West Covina, A to Z

CFP advisors in West Covina →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in West Covina, CA?

45 investment adviser representatives are registered at firm offices in West Covina, California, according to the SEC's Investment Adviser Public Disclosure records. 42 of them are also registered as broker representatives, and 7 list the CFP designation.

Which firm has the most financial advisors in West Covina?

Transamerica Financial Advisors, LLC, with 8 registered advisors in West Covina, followed by LPL Financial LLC with 6.

How do I check a financial advisor in West Covina?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.