Wealth manager, independent · Irvine, CA
Trilogy Capital, Inc.
SEC-registered investment adviser · CRD 281597 · SEC 801-106922
At a glance
Trilogy Capital, Inc. is an SEC-registered investment adviser based in Irvine, California, with $3.2B in regulatory assets under management as of its Form ADV filed July 23, 2026. It reports 8,058 individual clients, 546 of them high-net-worth, holding an average of about $0.3 million each, and 74 employees. That ranks it 333rd among the nation’s 5,657 independent wealth management RIAs and 42nd of 714 in California. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and LPL Financial.
Main office 949-221-8105trilogyfs.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.2B
- Rank among independent wealth managers
- #333 of 5,657
- Rank among all SEC RIAs
- #2,721 of 17,210
- Rank in California
- #42 of 714
- Individual clients
- 8,058
- High-net-worth clients
- 546
- Accounts
- 18,988
- Discretionary
- 92% of AUM
- Employees
- 74
- Advisory staff
- 74
- Offices
- 12
Owners and executives on its Form ADV
- Jeffrey R. MotskeChief Executive Officer
- June C. AdamsChief Compliance Officer
- Allison B. WhiteDirector of Compliance Operations
Custody and brokerage
Broker-dealer
Hybrid RIA
Trilogy Capital, Inc. is a hybrid RIA: 38 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed July 2026) names LPL Financial as the broker-dealer its advisers are registered with.
Associated persons of Trilogy Capital may also be registered representatives of LPL and conflict disclosure language can be found in
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 7,512 | $1.6B | 50% |
| High-net-worth individuals | 546 | $1.0B | 31% |
| Pension and profit sharing plans | 305 | $586M | 18% |
| Corporations or other businesses | 22 | $13M | <1% |
| Charitable organizations | 3 | $1M | <1% |
Disciplinary disclosures
Trilogy Capital, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗trilogyfs.com ↗
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Similar-size RIAs in California
All of California →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Frank, Rimerman Advisors LLCPalo Alto | $3.4B | 106 |
| Summitry, LLCFoster City | $3.4B | 1,293 |
| Monograph Wealth Advisors, LLCManhattan Beach | $3.2B | 206 |
| Earned Wealth Advisors, LLCWalnut Creek | $3.1B | 1,461 |
| Intellectus Partners, LLCSAN Francisco | $3.0B | 197 |
| Point Olema Capital Partners, L.P.SAN Francisco | $2.9B | 17 |
Background
Questions
How much does Trilogy Capital, Inc. manage?
Trilogy Capital, Inc. reports $3.2B in regulatory assets under management across 18,988 accounts, 92% of it on a discretionary basis, on its Form ADV filed July 23, 2026.
How many clients does Trilogy Capital, Inc. have?
It reports 8,058 individual clients: 546 high-net-worth individuals and 7,512 other individuals. Individuals account for about 81% of its regulatory assets.
Where is Trilogy Capital, Inc. headquartered?
Its main office is in Irvine, California. It reports 12 offices in total and 74 employees, 74 of whom perform investment advisory functions.
How does Trilogy Capital, Inc. charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Trilogy Capital, Inc. use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and LPL Financial. On Schedule D of its Form ADV filed July 23, 2026, it reports these amounts held: Charles Schwab ($1.5B); LPL Financial ($1.1B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Trilogy Capital, Inc. a hybrid RIA with a broker-dealer?
Trilogy Capital, Inc. is a hybrid RIA: 38 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Trilogy Capital, Inc. a fiduciary?
As an SEC-registered investment adviser, Trilogy Capital, Inc. owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 38 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Trilogy Capital, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →