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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Santa Clarita, CA

Every SEC-registered investment adviser representative at a firm office in Santa Clarita, with the firms that employ the most of them.

65 registered advisors work in Santa Clarita; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (13). 9 list the CFP designation and 46 are also registered broker representatives.

Firms with the most advisors in Santa Clarita

FirmAdvisors in Santa Clarita
Merrill Lynch, Pierce, Fenner & Smith Incorporated news13
Vance Wealth12
LPL Financial LLC news6
Strategic Advisers LLC4
Edward Jones news3
Ameriprise Financial Services, LLC news2
Eagle Strategies LLC2
J.P. Morgan Securities LLC news2
Kestra Advisory Services, LLC news2
Larson, Orlan Blaine2
Thrivent Investment Management Inc.2
U.S. Bancorp Advisors, LLC2
Collar Capital Management, LLC1
Continuum Advisory, LLC1
Continuum Global Asset Management, LLC1
Equitable Advisors, LLC news1
Hartman Financial Planning1
Morgan Stanley news1
Napier Financial1
Osaic Wealth, Inc. news1
Pfs Investments Inc.1
Roshelen, Inc.1
Simplicity Wealth1
Tiaa-Cref Individual & Institutional Services, LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Santa Clarita, A to Z

CFP advisors in Santa Clarita →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Santa Clarita, CA?

65 investment adviser representatives are registered at firm offices in Santa Clarita, California, according to the SEC's Investment Adviser Public Disclosure records. 46 of them are also registered as broker representatives, and 9 list the CFP designation.

Which firm has the most financial advisors in Santa Clarita?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 13 registered advisors in Santa Clarita, followed by Vance Wealth with 12.

How do I check a financial advisor in Santa Clarita?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.