Investment adviser representative · Collar Capital Management, LLC
Joseph R. Cacia
CRD 4562829 · Santa Clarita, CA
At a glance
Joseph R. Cacia is an investment adviser representative with Collar Capital Management, LLC in Santa Clarita, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Joseph’s SEC record dates to 2002, about 24 years ago.
Current advisory firms
- Collar Capital Management, LLCSince December 2009Santa Clarita, CA · $176M in regulatory assets
- Roshelen, Inc.Since May 2014Santa Clarita, CA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 4 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Joseph’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.