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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Ontario, CA

Every SEC-registered investment adviser representative at a firm office in Ontario, with the firms that employ the most of them.

81 registered advisors work in Ontario; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (20). 13 list the CFP designation and 56 are also registered broker representatives.

Firms with the most advisors in Ontario

FirmAdvisors in Ontario
Merrill Lynch, Pierce, Fenner & Smith Incorporated news20
Falcon Wealth Planning, LLC14
Mwa Financial Services Inc.7
LPL Financial LLC news5
Pfs Investments Inc.5
Ameriprise Financial Services, LLC news3
Strategic Advisers LLC3
Thrivent Advisor Network, LLC3
Thrivent Investment Management Inc.3
Wells Fargo Clearing Services, LLC news3
Darrow Wealth Group2
Advisory Alpha, LLC1
David De Koekkoek, Cfp, Ea1
Dynamic1
Hamilton-Bates Investment Research, Inc.1
Lone Wolf Wealth Management1
Osaic Wealth, Inc. news1
Pierpont Investment Group, LLC1
Raymond James Financial Services Advisors, Inc. news1
Seen Consulting LLC1
State Farm Investment Management Corp.1
Transamerica Retirement Advisors, LLC1
Trinity Financial Partners1
Xel1
Zealth Planning, LLC1

Advisors in Ontario, A to Z

CFP advisors in Ontario →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Ontario, CA?

81 investment adviser representatives are registered at firm offices in Ontario, California, according to the SEC's Investment Adviser Public Disclosure records. 56 of them are also registered as broker representatives, and 13 list the CFP designation.

Which firm has the most financial advisors in Ontario?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 20 registered advisors in Ontario, followed by Falcon Wealth Planning, LLC with 14.

How do I check a financial advisor in Ontario?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.