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Financial ADVSR advisor directory · SEC adviser records

Thrivent Investment Management Inc. financial advisors in Ontario, CA

Every SEC-registered investment adviser representative at a Thrivent Investment Management Inc. office in Ontario, A to Z.

The short answer

4 registered advisors work at Thrivent Investment Management Inc. in Ontario, out of 2,923 at the firm nationwide; it ranks number 9 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

Thrivent Investment Management Inc. advisors in Ontario, A to Z

Every Thrivent Investment Management Inc. advisor →

Thrivent Investment Management Inc. advisors in every city and state →Thrivent Investment Management Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Thrivent Investment Management Inc. advisors in other cities

Minneapolis, MN 346Appleton, WI 77Golden Valley, MN 38Burnsville, MN 25Sioux Falls, SD 19Spokane, WA 18Madison, WI 17Cedarburg, WI 16Colorado Springs, CO 16Greenwood Village, CO 16Houston, TX 16Las Vegas, NV 16Atlanta, GA 15Fargo, ND 15Irvine, CA 15

Other firms in Ontario

All Ontario advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 20Falcon Wealth Planning, LLC 14Mwa Financial Services Inc. 7LPL Financial LLC 5Pfs Investments Inc. 5Ameriprise Financial Services, LLC 3Strategic Advisers LLC 3Thrivent Advisor Network, LLC 3Wells Fargo Clearing Services, LLC 3

Questions

How many financial advisors does Thrivent Investment Management Inc. have in Ontario?

4 investment adviser representatives are registered at Thrivent Investment Management Inc. offices in Ontario, California, according to the SEC's Investment Adviser Public Disclosure records, out of 2,923 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is Thrivent Investment Management Inc. one of the largest advisor employers in Ontario?

Thrivent Investment Management Inc. ranks number 9 in Ontario by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 20.

How do I check a Thrivent Investment Management Inc. advisor in Ontario?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Thrivent Investment Management Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.