Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Ameriprise Financial Services, LLC financial advisors in Ontario, CA

Every SEC-registered investment adviser representative at a Ameriprise Financial Services, LLC office in Ontario, A to Z.

The short answer

3 registered advisors work at Ameriprise Financial Services, LLC in Ontario, out of 11,734 at the firm nationwide; it ranks number 6 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Ameriprise Financial Services, LLC advisors in Ontario, A to Z

Every Ameriprise Financial Services, LLC advisor →

Ameriprise Financial Services, LLC advisors in every city and state →Ameriprise Financial Services, LLC: assets, clients and custodians →Ameriprise news and advisor moves →Advisor Moves: who changed firms this week →

Ameriprise Financial Services, LLC advisors in other cities

Minneapolis, MN 445Edina, MN 154Houston, TX 130Columbus, OH 104Charlotte, NC 100Boca Raton, FL 98Las Vegas, NV 95New York, NY 93Honolulu, HI 88Troy, MI 87Scottsdale, AZ 69Indianapolis, IN 67Atlanta, GA 65Austin, TX 64Tampa, FL 63

Other firms in Ontario

All Ontario advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 20Falcon Wealth Planning, LLC 14Mwa Financial Services Inc. 7LPL Financial LLC 5Pfs Investments Inc. 5Strategic Advisers LLC 3Thrivent Advisor Network, LLC 3Thrivent Investment Management Inc. 3Wells Fargo Clearing Services, LLC 3

Questions

How many financial advisors does Ameriprise Financial Services, LLC have in Ontario?

3 investment adviser representatives are registered at Ameriprise Financial Services, LLC offices in Ontario, California, according to the SEC's Investment Adviser Public Disclosure records, out of 11,734 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Ameriprise Financial Services, LLC one of the largest advisor employers in Ontario?

Ameriprise Financial Services, LLC ranks number 6 in Ontario by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 20.

How do I check a Ameriprise Financial Services, LLC advisor in Ontario?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Ameriprise Financial Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.