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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Northridge, CA

Every SEC-registered investment adviser representative at a firm office in Northridge, with the firms that employ the most of them.

33 registered advisors work in Northridge; the most are at J.P. Morgan Securities LLC (6). 5 list the CFP designation and 27 are also registered broker representatives.

Firms with the most advisors in Northridge

FirmAdvisors in Northridge
J.P. Morgan Securities LLC news6
LPL Financial LLC news5
Cetera Investment Advisers LLC news3
Schauer Investment Management, Inc.3
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Raymond James Financial Services Advisors, Inc. news2
State Farm Investment Management Corp.2
Wells Fargo Clearing Services, LLC news2
Citigroup Global Markets Inc. news1
Edward Jones news1
Prosperitas Financial, LLC1
Richard N. Sirott Accountancy Corporation1
Strategic Advisers LLC1
Trovera Capital Management, LLC1
U.S. Bancorp Advisors, LLC1
Verus Capital Partners, LLC1

Advisors in Northridge, A to Z

CFP advisors in Northridge →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Northridge, CA?

33 investment adviser representatives are registered at firm offices in Northridge, California, according to the SEC's Investment Adviser Public Disclosure records. 27 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in Northridge?

J.P. Morgan Securities LLC, with 6 registered advisors in Northridge, followed by LPL Financial LLC with 5.

How do I check a financial advisor in Northridge?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.