Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Newark, CA
Every SEC-registered investment adviser representative at a firm office in Newark, with the firms that employ the most of them.
The short answer
15 registered advisors work in Newark; the most are at LPL Financial LLC (2). 4 list the CFP designation and 12 are also registered broker representatives.
Firms with the most advisors in Newark
| Firm | Advisors in Newark |
|---|---|
| LPL Financial LLC news | 2 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated news | 2 |
| Center Pillar Wealth Management LLC | 1 |
| Cetera Investment Advisers LLC news | 1 |
| Chrysadia Financial, LLC | 1 |
| Cow Capital Inc. | 1 |
| J.P. Morgan Securities LLC news | 1 |
| Osaic Wealth, Inc. news | 1 |
| Pacific Excel Wealth Advisors, Inc. | 1 |
| Pfs Investments Inc. | 1 |
| State Farm Investment Management Corp. | 1 |
| Strategic Advisers LLC | 1 |
| Twin Peaks Wealth Advisors | 1 |
| Wells Fargo Clearing Services, LLC news | 1 |
Advisors in Newark, A to Z
CFP advisors in Newark →- Faith CounioChrysadia Financial, LLC · Certified Financial Planner
- Eugene L. Daniels Jr.State Farm Investment Management Corp. · Chartered Financial Consultant
- Kevin A. EspinozaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Chui-Wa R. LeungPacific Excel Wealth Advisors, Inc.
- Vic LeungCetera Investment Advisers LLC
- Airung LiuOsaic Wealth, Inc. · Certified Financial Planner
- Eric W. LuongMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Brian D. NguyenTwin Peaks Wealth Advisors · Certified Financial Planner
- Melinda S. OrozcoLPL Financial LLC
- Kautilya N. PalaypuCow Capital Inc.
- Naushaba RashidWells Fargo Clearing Services, LLC · Certified Financial Planner
- Maha RiazStrategic Advisers LLC
- Nathanael J. SilinPfs Investments Inc.
- Tuyetanh TranJ.P. Morgan Securities LLC
- Matthew A. WeaverLPL Financial LLC · Chartered Financial Analyst
Other cities in California
All of California →San Diego 3,492Los Angeles 3,345San Francisco 3,218Newport Beach 1,784Irvine 1,663Pasadena 1,078Walnut Creek 1,053San Jose 913Beverly Hills 654Roseville 611Westlake Village 601Sacramento 583Palo Alto 511Torrance 485La Jolla 463Santa Barbara 424Carlsbad 422Menlo Park 417Fresno 416San Rafael 411El Segundo 407Woodland Hills 357San Mateo 350Long Beach 341
Questions
How many financial advisors are in Newark, CA?
15 investment adviser representatives are registered at firm offices in Newark, California, according to the SEC's Investment Adviser Public Disclosure records. 12 of them are also registered as broker representatives, and 4 list the CFP designation.
Which firm has the most financial advisors in Newark?
LPL Financial LLC, with 2 registered advisors in Newark, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 2.
How do I check a financial advisor in Newark?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.