Wealth manager, independent · Lakeway, TX
Financial Gravity Family Office Services, LLC
SEC-registered investment adviser · CRD 316024 · SEC 801-122258
At a glance
Financial Gravity Family Office Services, LLC is an SEC-registered investment adviser based in Lakeway, Texas, with $590 million in regulatory assets under management as of its Form ADV filed January 12, 2026. Its largest client group by assets is individuals, and it reports 1,716 individual clients. By Form ADV it is a wealth manager, ranked 2,521st of 8,915 wealth managers and 7,155th of 17,210 SEC-registered advisers by assets.
Main office 800-588-3893As filed on Form ADV
- Regulatory AUM
- $590M
- Rank among wealth managers
- #2,521 of 8,915
- Rank among all SEC RIAs
- #7,155 of 17,210
- Rank in Texas
- #458 of 1,081
- Individual clients
- 1,716
- High-net-worth clients
- 149
- Accounts
- 3,077
- Discretionary
- 100% of AUM
- Employees
- 45
- Advisory staff
- 16
- Offices
- 3
Owners and executives on its Form ADV
- Scott C. WintersCeo/chairman of the Board
- Jennifer WintersCOO
- Kaili E. WintersChief Compliance Officer
- Ashley BaucumChief Administrative Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 1,567 | $320M | 54% |
| High-net-worth individuals | 149 | $270M | 46% |
| Insurance companies | 8 | $0M | 0% |
Disciplinary disclosures
Financial Gravity Family Office Services, LLC answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Financial Gravity Family Office Services, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 4,979 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Financial Gravity Family Office Services, LLC manage?
Financial Gravity Family Office Services, LLC reports $590 million in regulatory assets under management across 3,077 accounts, 100% of it on a discretionary basis, on its Form ADV filed January 12, 2026.
What kind of firm is Financial Gravity Family Office Services, LLC?
Financial Gravity Family Office Services, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Financial Gravity Family Office Services, LLC’s clients?
By assets, its largest client types are individuals ($320 million, 1,567 clients); high-net-worth individuals ($270 million, 149 clients); insurance companies ($0, 8 clients).
Does Financial Gravity Family Office Services, LLC have any disciplinary history?
Financial Gravity Family Office Services, LLC answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Financial Gravity Family Office Services, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-01-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →