Shareholder · Freedom Investment Management, Inc.
Scott C. Winters
CRD 2598188 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Freedom Investment Management, Inc., an SEC-registered wealth manager based in South Windsor, CT with $569 million in regulatory assets, lists Scott C. Winters on its Form ADV as Shareholder, a control person. The SEC filings also name Scott at 2 other registered advisers.
Firms and roles
- Freedom Investment Management, Inc.ShareholderWealth manager · South Windsor, CT · $569M in regulatory assets
- Financial Gravity Family Office Services, LLCCeo/chairman of the BoardWealth manager · Lakeway, TX · $590M in regulatory assets
- Financial Gravity Asset Management, Inc.Ceo/chairman of the BoardWealth manager · Austin, TX · $523M in regulatory assets
AtlasMembers
Scott’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Steven M. DaignaultChief Financial Officer, Freedom Investment Management, Inc.
- John A. O'ConnorPresident & CCO, Freedom Investment Management, Inc.
- Jennifer WintersCOO, Financial Gravity Family Office Services, LLC
- Kaili E. WintersChief Compliance Officer, Financial Gravity Family Office Services, LLC
- Ashley BaucumChief Administrative Officer, Financial Gravity Family Office Services, LLC
1 more person named with Scott on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Scott’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.