Wealth manager, public-company owned · Austin, TX
Financial Gravity Asset Management, Inc.
SEC-registered investment adviser · CRD 144008 · SEC 801-109923
At a glance
Financial Gravity Asset Management, Inc. is an SEC-registered investment adviser based in Austin, Texas, with $523 million in regulatory assets under management as of its Form ADV filed December 23, 2025. Its largest client group by assets is individuals, and it reports 1,518 individual clients. By Form ADV it is a wealth manager (public-company owned), ranked 2,806th of 8,915 wealth managers and 7,647th of 17,210 SEC-registered advisers by assets.
Main office 800-920-9722financialgravity.comAs filed on Form ADV
- Regulatory AUM
- $523M
- Rank among wealth managers
- #2,806 of 8,915
- Rank among all SEC RIAs
- #7,647 of 17,210
- Rank in Texas
- #499 of 1,081
- Individual clients
- 1,518
- High-net-worth clients
- 144
- Accounts
- 2,610
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Jennifer WintersCOO
- William R. NelsonCIO
- Scott C. WintersCeo/chairman of the Board
- Ashley BaucumChief Administrative Officer
- Kaili E. WintersChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 1,374 | $265M | 51% |
| High-net-worth individuals | 144 | $258M | 49% |
Disciplinary disclosures
Financial Gravity Asset Management, Inc. answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗financialgravity.com ↗
AtlasMembers
The full record on Financial Gravity Asset Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 5,332 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Financial Gravity Asset Management, Inc. manage?
Financial Gravity Asset Management, Inc. reports $523 million in regulatory assets under management across 2,610 accounts, 100% of it on a discretionary basis, on its Form ADV filed December 23, 2025.
What kind of firm is Financial Gravity Asset Management, Inc.?
Financial Gravity Asset Management, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals. A public reporting company controls it.
Who are Financial Gravity Asset Management, Inc.’s clients?
By assets, its largest client types are individuals ($265 million, 1,374 clients); high-net-worth individuals ($258 million, 144 clients).
Does Financial Gravity Asset Management, Inc. have any disciplinary history?
Financial Gravity Asset Management, Inc. answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Financial Gravity Asset Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2025-12-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →