Chief Compliance Officer · Financial Gravity Family Office Services, LLC
Kaili E. Winters
CRD 6528334 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Financial Gravity Family Office Services, LLC, an SEC-registered wealth manager based in Lakeway, TX with $590 million in regulatory assets, lists Kaili E. Winters on its Form ADV as Chief Compliance Officer. The SEC filings also name Kaili at 1 other registered adviser.
Firms and roles
- Financial Gravity Family Office Services, LLCChief Compliance OfficerWealth manager · Lakeway, TX · $590M in regulatory assets
- Financial Gravity Asset Management, Inc.Chief Compliance OfficerWealth manager · Austin, TX · $523M in regulatory assets
AtlasMembers
Kaili’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Scott C. WintersCeo/chairman of the Board, Financial Gravity Family Office Services, LLC
- Jennifer WintersCOO, Financial Gravity Family Office Services, LLC
- Ashley BaucumChief Administrative Officer, Financial Gravity Family Office Services, LLC
- William R. NelsonCIO, Financial Gravity Asset Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kaili’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.