Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Aptos, CA
Every SEC-registered investment adviser representative at a firm office in Aptos, with the firms that employ the most of them.
20 registered advisors work in Aptos; the most are at Osaic Wealth, Inc. (2). 3 list the CFP designation and 14 are also registered broker representatives.
Firms with the most advisors in Aptos
| Firm | Advisors in Aptos |
|---|---|
| Osaic Wealth, Inc. news | 2 |
| Valic Financial Advisors, Inc. | 2 |
| Centaurus Financial, Inc. | 1 |
| Disciplined Growth Capital, LLC | 1 |
| Edward Jones news | 1 |
| Emerson Equity LLC | 1 |
| Farther news | 1 |
| Financial Planning Associates | 1 |
| Global Retirement Partners LLC | 1 |
| Impact Investors | 1 |
| Jane C. Kelley | 1 |
| Koda Capital Management LLC | 1 |
| LPL Enterprise, LLC news | 1 |
| Raymond James Financial Services Advisors, Inc. news | 1 |
| Strategic Advisers LLC | 1 |
| Thrivent Investment Management Inc. | 1 |
| U.S. Bancorp Advisors, LLC | 1 |
| Wells Fargo Clearing Services, LLC news | 1 |
Advisors in Aptos, A to Z
CFP advisors in Aptos →- Manuel A. BacaWells Fargo Clearing Services, LLC
- William J. BarsiKoda Capital Management LLC
- Mary E. BellizziThrivent Investment Management Inc.
- Scott A. BloomCentaurus Financial, Inc.
- Brandyn F. CavinOsaic Wealth, Inc. · Certified Financial Planner, Chartered Financial Consultant
- Benjamin G. CoxLPL Enterprise, LLC
- John D. CreechValic Financial Advisors, Inc.
- Julius FreemanStrategic Advisers LLC
- Jane C. KelleyJane C. Kelley · Certified Financial Planner
- Jerry LopezValic Financial Advisors, Inc.
- Forrest P. MacierezU.S. Bancorp Advisors, LLC
- Daniel I. McCourtFinancial Planning Associates
- Glenn H. NagamineOsaic Wealth, Inc.
- Ryan J. OzogEdward Jones
- Edward M. RoddenDisciplined Growth Capital, LLC
- Chandler B. SanguinettiGlobal Retirement Partners LLC
- Toni L. SutherlandEmerson Equity LLC
- Julie K. TauriainenRaymond James Financial Services Advisors, Inc.
- Shane G. YonstonImpact Investors · Certified Financial Planner
- Christopher C. YoungFarther
Other cities in California
All of California →San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335
Questions
How many financial advisors are in Aptos, CA?
20 investment adviser representatives are registered at firm offices in Aptos, California, according to the SEC's Investment Adviser Public Disclosure records. 14 of them are also registered as broker representatives, and 3 list the CFP designation.
Which firm has the most financial advisors in Aptos?
Osaic Wealth, Inc., with 2 registered advisors in Aptos, followed by Valic Financial Advisors, Inc. with 2.
How do I check a financial advisor in Aptos?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.