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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Aliso Viejo, CA

Every SEC-registered investment adviser representative at a firm office in Aliso Viejo, with the firms that employ the most of them.

The short answer

124 registered advisors work in Aliso Viejo; the most are at Wealthspire Retirement Advisory (52). 26 list the CFP designation and 41 are also registered broker representatives.

Firms with the most advisors in Aliso Viejo

FirmAdvisors in Aliso Viejo
Wealthspire Retirement Advisory news52
Accelerate Retirement14
Wealthspire Institutional, LLC news10
Sanctuary Advisors, LLC6
Mariner Independent news5
Ameriprise Financial Services, LLC news4
LPL Financial LLC news4
Select Money Management, Inc.4
Strategic Advisers LLC4
Seia3
Eden Financial2
Flexpath Strategies2
Global Investment Solutions, LLC2
J.P. Morgan Securities LLC news2
Osaic Wealth, Inc. news2
Advisors Capital Management, LLC1
Anchor Capital1
Asymmetric Advisors1
Capital Client Group, Inc.1
Challenger Wealth Management1
Citigroup Global Markets Inc. news1
Edward Jones news1
Focus Partners Wealth, LLC1
Halo Investment Services, LLC1
Hsbc Securities (USA) Inc.1

Advisors in Aliso Viejo, A to Z

CFP advisors in Aliso Viejo →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Aliso Viejo, CA?

124 investment adviser representatives are registered at firm offices in Aliso Viejo, California, according to the SEC's Investment Adviser Public Disclosure records. 41 of them are also registered as broker representatives, and 26 list the CFP designation.

Which firm has the most financial advisors in Aliso Viejo?

Wealthspire Retirement Advisory, with 52 registered advisors in Aliso Viejo, followed by Accelerate Retirement with 14.

How do I check a financial advisor in Aliso Viejo?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.