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Financial ADVSR advisor directory · SEC adviser records

Seia financial advisors in Aliso Viejo, CA

Every SEC-registered investment adviser representative at a Seia office in Aliso Viejo, A to Z.

The short answer

3 registered advisors work at Seia in Aliso Viejo, out of 136 at the firm nationwide; it ranks number 10 in the city by advisors. 1 list the CFP designation and 2 are also registered broker representatives.

Seia advisors in Aliso Viejo, A to Z

Every Seia advisor →

Seia advisors in every city and state →Seia: assets, clients and custodians →Advisor Moves: who changed firms this week →

Seia advisors in other cities

Los Angeles, CA 76Newport Beach, CA 10Tyson's Corner, VA 8Tysons, VA 6Redondo Beach, CA 5Cleveland, OH 4Tysons Corner, VA 4Chicago, IL 2Pasadena, CA 2Alexandria, VA 1Atlanta, GA 1Bethlehem, PA 1Brentwood, TN 1Chapel Hill, NC 1Ft. Lauderdale, FL 1

Other firms in Aliso Viejo

All Aliso Viejo advisors →

Wealthspire Retirement Advisory 52Accelerate Retirement 14Wealthspire Institutional, LLC 10Sanctuary Advisors, LLC 6Mariner Independent 5Ameriprise Financial Services, LLC 4LPL Financial LLC 4Select Money Management, Inc. 4Strategic Advisers LLC 4

Questions

How many financial advisors does Seia have in Aliso Viejo?

3 investment adviser representatives are registered at Seia offices in Aliso Viejo, California, according to the SEC's Investment Adviser Public Disclosure records, out of 136 nationwide. 1 list the CFP designation and 2 are also registered as broker representatives.

Is Seia one of the largest advisor employers in Aliso Viejo?

Seia ranks number 10 in Aliso Viejo by registered advisors; Wealthspire Retirement Advisory has the most, with 52.

How do I check a Seia advisor in Aliso Viejo?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Seia office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.