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Financial ADVSR advisor directory · SEC adviser records

Seia financial advisors in Newport Beach, CA

Every SEC-registered investment adviser representative at a Seia office in Newport Beach, A to Z.

The short answer

13 registered advisors work at Seia in Newport Beach, out of 136 at the firm nationwide; it ranks number 28 in the city by advisors. 2 list the CFP designation and 10 are also registered broker representatives.

Seia advisors in Newport Beach, A to Z

Every Seia advisor →

Seia advisors in every city and state →Seia: assets, clients and custodians →Advisor Moves: who changed firms this week →

Seia advisors in other cities

Los Angeles, CA 76Tyson's Corner, VA 8Tysons, VA 6Redondo Beach, CA 5Cleveland, OH 4Tysons Corner, VA 4Aliso Viejo, CA 3Chicago, IL 2Pasadena, CA 2Alexandria, VA 1Atlanta, GA 1Bethlehem, PA 1Brentwood, TN 1Chapel Hill, NC 1Ft. Lauderdale, FL 1

Other firms in Newport Beach

All Newport Beach advisors →

Beacon Pointe Advisors, LLC 202Merrill Lynch, Pierce, Fenner & Smith Incorporated 190Goldman Sachs Wealth Services, L.P. 142Morgan Stanley 82UBS Financial Services Inc. 78LPL Financial LLC 64J.P. Morgan Securities LLC 60Wells Fargo Clearing Services, LLC 58Creative Planning Institutional Advisors, LLC 48Charles Schwab & Co., Inc. 40Cetera Investment Advisers LLC 39Stifel, Nicolaus & Company, Incorporated 38

Questions

How many financial advisors does Seia have in Newport Beach?

13 investment adviser representatives are registered at Seia offices in Newport Beach, California, according to the SEC's Investment Adviser Public Disclosure records, out of 136 nationwide. 2 list the CFP designation and 10 are also registered as broker representatives.

Is Seia one of the largest advisor employers in Newport Beach?

Seia ranks number 28 in Newport Beach by registered advisors; Beacon Pointe Advisors, LLC has the most, with 202.

How do I check a Seia advisor in Newport Beach?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Seia office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.