Adviser and broker representative · Seia
Theresa N. Ngo
CRD 5927606 · Newport Beach, CA
At a glance
Theresa N. Ngo is an investment adviser representative with Seia in Newport Beach, CA, according to the SEC’s Investment Adviser Public Disclosure records. Theresa is also registered as a broker representative.
Current advisory firm
- SeiaSince May 2026Newport Beach, CA · $23B in regulatory assets
SEC adviser record
- Registered since
- 2026
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Theresa’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Seia
- Hampton C. Adams IIINewport Beach
- William R. CollopyNewport Beach
- Mark E. CopelandNewport Beach · Certified Financial Planner
- Patrick C. CurrallNewport Beach
- Kelli A. FrenchNewport Beach
- Andrew HowardNewport Beach
- Michael HuNewport Beach · Certified Financial Planner
- Kyle M. McPhersonNewport Beach · Chartered Financial Analyst
Every advisor at Seia →Seia: assets, clients and custodians →Financial advisors in Newport Beach, CA →Every Seia advisor in Newport Beach →Advisor Moves: who changed firms this week →