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Head of Retirement Strategy and Erisa · Wealthspire Retirement Advisory

Joel B. Shapiro

CRD 5104448 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Wealthspire Retirement Advisory, an SEC-registered asset manager based in Aliso Viejo, CA with $38.6 billion in regulatory assets, lists Joel B. Shapiro on its Form ADV as Head of Retirement Strategy and Erisa, a control person. The SEC filings also name Joel at 2 other registered advisers.

Firms and roles

  • Wealthspire Retirement AdvisoryHead of Retirement Strategy and ErisaAsset manager · Aliso Viejo, CA · $39B in regulatory assets
  • Fiduciary FirstPresident - Wealthspire RetirementAsset manager · Maitland, FL · $2.5B in regulatory assets
  • SST Benefits ConsultingPresident - Wealthspire RetirementAsset manager · Aliso Viejo, CA · $524M in regulatory assets

AtlasMembers

Joel’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Colleagues named on the same filings (14)

  • Brett R. SchneiderDirector - Wealthspire, Wealthspire Retirement Advisory
  • Veronica E. MooDirector - Wealthspire, Wealthspire Retirement Advisory
  • Kameron A. JonesSenior Vice President - Wealthspire Retirement, Wealthspire Retirement Advisory
  • Solomon StewartSenior Vice President - Wealthspire Retirement, Wealthspire Retirement Advisory
  • Geoffrey V. KeelingChief Investment Officer - Wealthspire Retirement, Wealthspire Retirement Advisory

9 more people named with Joel on the same filings, with titles and firms. Free in Atlas with a free account.

See all 14 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.