Asset manager · Maitland, FL
Fiduciary First
Fiduciary First, LLC · SEC-registered investment adviser · CRD 150330 · SEC 801-72234
At a glance
Fiduciary First is an SEC-registered investment adviser based in Maitland, Florida, with $2.5 billion in regulatory assets under management as of its Form ADV filed March 26, 2026. Its largest client group by assets is pension and profit sharing plans. By Form ADV it is a asset manager, ranked 961st of 3,218 asset managers and 3,207th of 17,210 SEC-registered advisers by assets.
Main office 407-740-6111As filed on Form ADV
- Regulatory AUM
- $2.5B
- Rank among asset managers
- #961 of 3,218
- Rank among all SEC RIAs
- #3,207 of 17,210
- Rank in Florida
- #144 of 1,090
- Clients
- 27
- Accounts
- 42
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 7
- Offices
- 2
Owners and executives on its Form ADV
- Brett R. SchneiderDirector - Wealthspire
- Veronica E. MooDirector - Wealthspire
- Brian J YuChief Compliance Officer - Wealthspire Retirement
- Joel B. ShapiroPresident - Wealthspire Retirement
- Hannah R. DowlingAssistant Vice President - Wealthspire Retirement
- Michael E. GossDirector - Wealthspire
- Carl E. NelsonPresident - Wealthspire
- Michael A. LamenaChief Executive Officer - Wealthspire
- Robert J. HilzenrathDirector - Wealthspire
Custody and brokerage
Custodian
Fiduciary First’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Broker-dealer named in its brochure
Its Form ADV brochure (filed March 2026) names Kestra Investment Services as the broker-dealer its advisers are registered with.
ities and Affiliations Brokerage Affiliations Some of the Adviser’s IARs are registered representatives of Kestra Investment Services LLC (“KIS”), a third- party broker-dealer, and may suggest that clients execute transactions through KIS.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 27 | $2.5B | 100% |
Disciplinary disclosures
Fiduciary First reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Pension consulting
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Fiduciary First
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 878 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Fiduciary First manage?
Fiduciary First reports $2.5 billion in regulatory assets under management across 42 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 26, 2026.
What kind of firm is Fiduciary First?
Fiduciary First is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Fiduciary First’s clients?
By assets, its largest client types are pension and profit sharing plans ($2.5 billion, 27 clients).
Does Fiduciary First have any disciplinary history?
Fiduciary First reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Fiduciary First’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →