Asset manager · Aliso Viejo, CA
SST Benefits Consulting
SST Benefits Consulting & Insurance Services, LLC · SEC-registered investment adviser · CRD 288129 · SEC 801-110377
At a glance
SST Benefits Consulting is an SEC-registered investment adviser based in Aliso Viejo, California, with $524 million in regulatory assets under management as of its Form ADV filed March 25, 2026. Its largest client group by assets is pension and profit sharing plans. By Form ADV it is a asset manager, ranked 1,653rd of 3,218 asset managers and 7,643rd of 17,210 SEC-registered advisers by assets.
Main office 949-460-9898As filed on Form ADV
- Regulatory AUM
- $524M
- Rank among asset managers
- #1,653 of 3,218
- Rank among all SEC RIAs
- #7,643 of 17,210
- Rank in California
- #883 of 1,873
- Clients
- 5
- Accounts
- 7
- Discretionary
- 0% of AUM
- Employees
- 3
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Brett R. SchneiderDirector - Wealthspire
- Veronica E. MooDirector - Wealthspire
- Brian J YuChief Compliance Officer - Wealthspire Retirement
- Joel B. ShapiroPresident - Wealthspire Retirement
- Hannah R. DowlingAssistant Vice President - Wealthspire Retirement
- Michael E. GossDirector - Wealthspire
- Carl E. NelsonPresident - Wealthspire
- Michael A. LamenaChief Executive Officer - Wealthspire
- Robert J. HilzenrathDirector - Wealthspire
Custody and brokerage
Custodian
SST Benefits Consulting’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Broker-dealer named in its brochure
Its Form ADV brochure (filed March 2026) names Kestra Investment Services as the broker-dealer its advisers are registered with.
vities and Affiliations Brokerage Affiliations Some of the Adviser's IARs are registered representatives of Kestra Investment Services LLC (“KIS”), a third-party broker-dealer, and may suggest that clients execute transactions through KIS.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 5 | $524M | 100% |
Disciplinary disclosures
SST Benefits Consulting reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Pension consulting
How it’s paid
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on SST Benefits Consulting
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,018 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does SST Benefits Consulting manage?
SST Benefits Consulting reports $524 million in regulatory assets under management across 7 accounts, on its Form ADV filed March 25, 2026.
What kind of firm is SST Benefits Consulting?
SST Benefits Consulting is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are SST Benefits Consulting’s clients?
By assets, its largest client types are pension and profit sharing plans ($524 million, 5 clients).
Does SST Benefits Consulting have any disciplinary history?
SST Benefits Consulting reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is SST Benefits Consulting’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →