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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,295 firms manage $19.1 trillionFidelity

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 4989
    Foundation Resource Management, Inc.Little Rock, AR · 250 clientsWealth manager
    Schwab 81%
    $1.1B
  2. 4990
    Guardian Wealth Strategies, LLCMinneapols, MN · 1,273 clientsWealth manager
    Schwab 87%
    $1.1B
  3. 4994
    Sonen Capital LLCSan Francisco, CA · 40 clientsAsset managerHybrid
    Wells Fargo 87%
    $1.1B
  4. 5011
    Scott Capital Advisors, LLCPortland, OR · 412 clientsAsset manager
    Fidelity 100%
    $1.1B
  5. 5014
    The Kelly GroupBel Air, MD · 1,113 clientsWealth manager
    Fidelity 100%
    $1.1B
  6. 5016
    MG Financial LLCBraintree, MA · 137 clientsWealth manager
    Fidelity 67%J.P. Morgan 33%
    $1.1B
  7. 5022
    LVZ, Inc.Holland, MI · 2,473 clientsWealth managerHybrid
    Fidelity 100%
    $1.1B
  8. 5024
    Insight Wealth PartnersPlano, TX · 959 clientsWealth manager
    Schwab 55%Fidelity 45%
    $1.1B
  9. 5028
    CLG LLCLong Beach, CA · 1,448 clientsWealth managerHybrid
    Fidelity 100%
    $1.1B
  10. 5036
    Overbrook Management CorporationNew York, NY · 123 clientsWealth manager
    Fidelity 80%
    $1.1B
  11. 5042
    Knightsbridge Wealth ManagementNewport Beach, CA · 546 clientsWealth manager
    Fidelity 78%
    $1.1B
  12. 5044
    Wilkins Investment Counsel, IncBoston, MA · 212 clientsWealth manager
    Fidelity 52%SEI 48%
    $1.1B
  13. 5051
    Lighthouse Financial Advisors, Inc.Red Bank, NJ · 429 clientsWealth manager
    Fidelity 100%
    $1.1B
  14. 5052
    HTG Investment Advisors IncNew Canaan, CT · 377 clientsWealth manager
    Schwab 64%Fidelity 36%
    $1.1B
  15. 5070
    Laurel Wealth Advisors, LLCCharlotte, NC · 547 clientsWealth manager
    Fidelity 89%
    $1.1B
  16. 5078
    Riverbend Capital Advisors, LLCChicago, IL · 239 clientsWealth manager
    Schwab 53%Fidelity 24%J.P. Morgan 23%
    $1.1B
  17. 5081
    The Clarus GroupHouston, TX · 613 clientsWealth manager
    Fidelity 59%Raymond James 41%
    $1.1B
  18. 5082
    Integrity Advisory SolutionsDallas, TX · 2,428 clientsWealth managerHybridIntegrity Alliance, LLC, Integrity Capital, LLC
    Schwab 83%
    $1.1B
  19. 5087
    Cohen CapitalChicago, IL · 1,478 clientsWealth managerWrap sponsor
    Fidelity 100%
    $1.1B
  20. 5088
    Enclave Advisors, LLCAustin, TX · 75 clientsWealth manager
    Schwab 92%
    $1.1B
  21. 5093
    Stage Harbor FinancialWestwood, MA · 348 clientsWealth manager
    Fidelity 100%
    $1.1B
  22. 5096
    Financial ConsulateHunt Valley, MD · 849 clientsWealth manager
    Schwab 95%
    $1.1B
  23. 5097
    Night Owl Capital Management, LLCGreenwich, CT · 219 clientsWealth manager
    Fidelity 65%
    $1.1B
  24. 5101
    PKS Advisory Services, LLCAlbany, NY · 4,892 clientsWealth managerPublic-company ownedHybridCabot Lodge Securities LLC, PKS Securities, Inc., clears through RBC Capital Markets, Raymond James, National Financial Services (Fidelity)
    Fidelity 100%
    $1.1B
  25. 5122
    Lineweaver Wealth AdvisorsValley View, OH · 2,134 clientsWealth managerHybrid
    Fidelity 100%
    $1.1B
  26. 5123
    King Wealth Management Group, LLCSaratoga Springs, NY · 719 clientsWealth manager
    Fidelity 100%
    $1.1B
  27. 5135
    Corvus Wealth Advisors LLCTempleton, CA · 518 clientsWealth manager
    Schwab 82%
    $1.1B
  28. 5138
    Trebuchet Consulting, LLCPittsburgh, PA · 414 clientsWealth manager
    Fidelity 100%
    $1.1B
  29. 5149
    Basecamp Wealth Advisors, LLCBellevue, WA · 80 clientsWealth manager
    Fidelity 100%
    $1.1B
  30. 5161
    Providence Capital Advisors, LLCCharlotte, NC · 429 clientsWealth manager
    Fidelity 100%
    $1.1B
  31. 5168
    Concord Wealth PartnersAbingdon, VA · 1,274 clientsWealth managerHybrid
    Schwab 73%Fidelity 27%
    $1.1B
  32. 5170
    AC Wealth PartnersBerwyn, PA · 428 clientsAsset managerAffiliated broker-dealerEnvestnet Securities, Inc., Fidx Markets LLC
    Fidelity 88%
    $1.1B
  33. 5191
    Vestia Personal Wealth AdvisorsFort Wayne, IN · 3,987 clientsWealth managerHybrid
    Fidelity 63%Schwab 37%
    $1.1B
  34. 5207
    Sequent Asset Management, LLCHouston, TX · 335 clientsWealth manager
    Fidelity 100%
    $1.1B
  35. 5211
    Griffin Asset Management, LLCNew York, NY · 689 clientsWealth manager
    Fidelity 47%Pershing 30%UBS 24%
    $1.1B
  36. 5222
    GR Financial Group, LLCTucson, AZ · 1,553 clientsWealth managerHybrid
    Fidelity 100%
    $1.1B
  37. 5232
    Southern Financial Group, LLCBirmingham, AL · 1,146 clientsWealth managerHybrid
    Fidelity 100%
    $1.1B
  38. 5239
    Matauro, LLCNew York, NY · 876 clientsWealth managerHybrid
    Fidelity 100%
    $1.0B
  39. 5241
    Baker Ellis Asset Management LLCVancouver, WA · 343 clientsWealth manager
    Fidelity 100%
    $1.0B
  40. 5243
    Morling Financial Advisors, LLCFremont, CA · 349 clientsWealth manager
    Fidelity 52%Schwab 48%
    $1.0B

RIAs by state