Wealth manager, independent · Houston, TX
Sequent Asset Management, LLC
SEC-registered investment adviser · CRD 148194 · SEC 801-69523
At a glance
Sequent Asset Management, LLC is an SEC-registered investment adviser based in Houston, Texas, with $1.1B in regulatory assets under management as of its Form ADV filed April 1, 2026. It reports 314 individual clients, 292 of them high-net-worth, holding an average of about $3.0 million each, and 3 employees. That ranks it 1044th among the nation’s 5,657 independent wealth management RIAs and 68th of 367 in Texas. It reports Fidelity as the custodian for its clients’ separately managed accounts.
Main office 713-467-0008sequentasset.comAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among independent wealth managers
- #1,044 of 5,657
- Rank among all SEC RIAs
- #5,207 of 17,210
- Rank in Texas
- #68 of 367
- Individual clients
- 314
- High-net-worth clients
- 292
- Accounts
- 335
- Discretionary
- 100% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 2
Owners and executives on its Form ADV
- David M. DollFounder and Chief Executive Officer
- Timothy S. HartzellFounder/chief Investment Officer and Chief Compliance Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Sequent Asset Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 292 | $930M | 88% |
| Corporations or other businesses | 21 | $122M | 12% |
| Individuals | 22 | $3M | <1% |
Disciplinary disclosures
Sequent Asset Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗sequentasset.com ↗
AtlasMembers
The full record on Sequent Asset Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 3,402 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Texas
All of Texas →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Coppell Advisory Solutions LLCDallas | $1.1B | 8,848 |
| Austin Wealth Management, LLCAustin | $1.1B | 580 |
| Uptick Partners, LLCNacogdoches | $1.1B | 1,135 |
| Paragon Financial AdvisorsCollege Station | $1.0B | 437 |
| Perryman Financial Advisory, Inc.Dallas | $1.0B | 510 |
| Teamwork Financial Advisors, LLCSAN Antonio | $1.0B | 2,480 |
Background
Questions
How much does Sequent Asset Management, LLC manage?
Sequent Asset Management, LLC reports $1.1B in regulatory assets under management across 335 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 1, 2026.
How many clients does Sequent Asset Management, LLC have?
It reports 314 individual clients: 292 high-net-worth individuals and 22 other individuals. Individuals account for about 88% of its regulatory assets.
Where is Sequent Asset Management, LLC headquartered?
Its main office is in Houston, Texas. It reports 2 offices in total and 3 employees, 2 of whom perform investment advisory functions.
How does Sequent Asset Management, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Sequent Asset Management, LLC use?
It reports Fidelity as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed April 1, 2026, it reports these amounts held: Fidelity ($584M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Sequent Asset Management, LLC a hybrid RIA with a broker-dealer?
Sequent Asset Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Sequent Asset Management, LLC a fiduciary?
As an SEC-registered investment adviser, Sequent Asset Management, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Sequent Asset Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →