Wealth manager, independent · Red Bank, NJ
Lighthouse Financial Advisors, Inc.
SEC-registered investment adviser · CRD 121496 · SEC 801-78290
At a glance
Lighthouse Financial Advisors, Inc. is an SEC-registered investment adviser based in Red Bank, New Jersey, with $1.1B in regulatory assets under management as of its Form ADV filed March 9, 2026. It reports 429 individual clients, 208 of them high-net-worth, holding an average of about $2.4 million each, and 9 employees. That ranks it 990th among the nation’s 5,657 independent wealth management RIAs and 25th of 157 in New Jersey. It reports Fidelity as the custodian for its clients’ separately managed accounts.
Main office 732-747-6680lfadvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among independent wealth managers
- #990 of 5,657
- Rank among all SEC RIAs
- #5,051 of 17,210
- Rank in New Jersey
- #25 of 157
- Individual clients
- 429
- High-net-worth clients
- 208
- Accounts
- 2,475
- Discretionary
- 27% of AUM
- Employees
- 9
- Advisory staff
- 7
- Offices
- 2
Owners and executives on its Form ADV
- Robert B. WalshPresident
- Brennan GuliChief Compliance Officer/chief Operating Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Lighthouse Financial Advisors, Inc. reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 208 | $858M | 77% |
| Individuals | 221 | $182M | 16% |
| Charitable organizations | – | $74M | 7% |
Disciplinary disclosures
Lighthouse Financial Advisors, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
How it’s paid
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗lfadvisors.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,263 peers of its type and size
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- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in New Jersey
All of New Jersey →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Premier Path Wealth Partners, LLCMadison | $1.2B | 454 |
| Wiss Private Client Advisors, LLCFlorham Park | $1.2B | 186 |
| Signet Financial Management, LLCParsippany | $1.2B | 689 |
| Glen Eagle Advisors, LLCKingston | $1.0B | 3,361 |
| Breakwater Capital GroupParamus | $1.0B | 370 |
| Oliver Luxxe Assets LLCGladstone | $1.0B | 441 |
Background
Questions
How much does Lighthouse Financial Advisors, Inc. manage?
Lighthouse Financial Advisors, Inc. reports $1.1B in regulatory assets under management across 2,475 accounts, 27% of it on a discretionary basis, on its Form ADV filed March 9, 2026.
How many clients does Lighthouse Financial Advisors, Inc. have?
It reports 429 individual clients: 208 high-net-worth individuals and 221 other individuals. Individuals account for about 93% of its regulatory assets.
Where is Lighthouse Financial Advisors, Inc. headquartered?
Its main office is in Red Bank, New Jersey. It reports 2 offices in total and 9 employees, 7 of whom perform investment advisory functions.
How does Lighthouse Financial Advisors, Inc. charge clients?
On Form ADV it lists these forms of compensation: fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Lighthouse Financial Advisors, Inc. use?
It reports Fidelity as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 9, 2026, it reports these amounts held: Fidelity ($1.1B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Lighthouse Financial Advisors, Inc. a hybrid RIA with a broker-dealer?
Lighthouse Financial Advisors, Inc. reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Lighthouse Financial Advisors, Inc. a fiduciary?
As an SEC-registered investment adviser, Lighthouse Financial Advisors, Inc. owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Lighthouse Financial Advisors, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →