Chief Compliance Officer/chief Operating Officer · Lighthouse Financial Advisors, Inc.
Brennan Guli
CRD 5210848 · Named on Form ADV at one SEC-registered adviser
At a glance
Lighthouse Financial Advisors, Inc., an SEC-registered wealth manager based in Red Bank, NJ with $1.1 billion in regulatory assets, lists Brennan Guli on its Form ADV as Chief Compliance Officer/chief Operating Officer, a control person.
Firms and roles
- Lighthouse Financial Advisors, Inc.Chief Compliance Officer/chief Operating OfficerWealth manager · Red Bank, NJ · $1.1B in regulatory assets
AtlasMembers
Brennan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Robert B. WalshPresident, Lighthouse Financial Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brennan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.