Wealth manager, independent · Valley View, OH
Lineweaver Wealth Advisors
Lineweaver Wealth Advisors, LLC · SEC-registered investment adviser · CRD 173310 · SEC 801-80580
At a glance
Lineweaver Wealth Advisors is an SEC-registered investment adviser based in Valley View, Ohio, with $1.1B in regulatory assets under management as of its Form ADV filed July 1, 2026. It reports 2,096 individual clients, 176 of them high-net-worth, holding an average of about $0.4 million each, and 21 employees. That ranks it 1011th among the nation’s 5,657 independent wealth management RIAs and 47th of 226 in Ohio. It reports Fidelity as the custodian for its clients’ separately managed accounts.
Main office 216-520-1711lineweaver.netLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among independent wealth managers
- #1,011 of 5,657
- Rank among all SEC RIAs
- #5,122 of 17,210
- Rank in Ohio
- #47 of 226
- Individual clients
- 2,096
- High-net-worth clients
- 176
- Accounts
- 3,713
- Discretionary
- 100% of AUM
- Employees
- 21
- Advisory staff
- 7
- Offices
- 6
Owners and executives on its Form ADV
- James S. LineweaverManager, Chief Compliance Officer, President and CEO
- Chad RoopeChief Investment Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Lineweaver Wealth Advisors is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Purshe Kaplan Sterling Investments, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
on for the Sale of Securities or Other Investment Products Our firm's Investment Advisor Representatives may be registered representatives with Purshe Kaplan Sterling Securities (“PKS”) , a securities broker- dealer, and member FINRA/SIPC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 1,920 | $561M | 52% |
| High-net-worth individuals | 176 | $379M | 35% |
| Pension and profit sharing plans | 28 | $128M | 12% |
| Corporations or other businesses | 10 | $16M | 1% |
Disciplinary disclosures
Lineweaver Wealth Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗lineweaver.net ↗
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The full record on Lineweaver Wealth Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,339 peers of its type and size
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Ohio
All of Ohio →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Frazier Financial Advisors, LLCColumbus | $1.2B | 724 |
| Kohmann Bosshard Financial Services, LLC.Akron | $1.1B | 475 |
| The Joseph Group Capital ManagementColumbus | $1.1B | 818 |
| St. Clair Advisors, LLCMayfield Heights | $1.1B | 130 |
| MPM Wealth AdvisorsHolland | $1.0B | 1,094 |
Background
Questions
How much does Lineweaver Wealth Advisors manage?
Lineweaver Wealth Advisors reports $1.1B in regulatory assets under management across 3,713 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 1, 2026.
How many clients does Lineweaver Wealth Advisors have?
It reports 2,096 individual clients: 176 high-net-worth individuals and 1,920 other individuals. Individuals account for about 87% of its regulatory assets.
Where is Lineweaver Wealth Advisors headquartered?
Its main office is in Valley View, Ohio. It reports 6 offices in total and 21 employees, 7 of whom perform investment advisory functions.
How does Lineweaver Wealth Advisors charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Lineweaver Wealth Advisors use?
It reports Fidelity as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed July 1, 2026, it reports these amounts held: Fidelity ($857M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Lineweaver Wealth Advisors a hybrid RIA with a broker-dealer?
Lineweaver Wealth Advisors is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Lineweaver Wealth Advisors a fiduciary?
As an SEC-registered investment adviser, Lineweaver Wealth Advisors owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 1 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Lineweaver Wealth Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →