Wealth manager, independent · Columbus, OH
Frazier Financial Advisors, LLC
SEC-registered investment adviser · CRD 106649 · SEC 801-50432
At a glance
Frazier Financial Advisors, LLC is an SEC-registered investment adviser based in Columbus, Ohio, with $1.2B in regulatory assets under management as of its Form ADV filed July 8, 2026. It reports 724 individual clients, 300 of them high-net-worth, holding an average of about $1.5 million each, and 20 employees. That ranks it 948th among the nation’s 5,657 independent wealth management RIAs and 44th of 226 in Ohio. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity.
Main office 614-793-8297frazierfinancial.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among independent wealth managers
- #948 of 5,657
- Rank among all SEC RIAs
- #4,945 of 17,210
- Rank in Ohio
- #44 of 226
- Individual clients
- 724
- High-net-worth clients
- 300
- Accounts
- 4,115
- Discretionary
- 93% of AUM
- Employees
- 20
- Advisory staff
- 15
- Offices
- 1
Owners and executives on its Form ADV
- Joshua J. FrazierChief Executive Officer
- Andrew C. GephartChief Financial Officer
- Benjamin M. FoorChief Compliance Officer
- Brian T. HoutsChief Planning Officer
- Madeline KeeganChief Operations Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Frazier Financial Advisors, LLC is a hybrid RIA: 8 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Private Client Services as the broker-dealer its advisers are registered with.
ng investment advice on behalf of our firm are registered representatives with Private Client Services, LLC (“PCS”),a securities broker-dealer, and a member of the Financial Industry Regulatory Authority and the Securities Investor Protect
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 300 | $922M | 80% |
| Individuals | 424 | $171M | 15% |
| Other | 1 | $43M | 4% |
| Pension and profit sharing plans | 6 | $22M | 2% |
| Banking or thrift institutions | 1 | $0M | <1% |
| Corporations or other businesses | 1 | $0M | <1% |
Disciplinary disclosures
Frazier Financial Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗frazierfinancial.com ↗
AtlasMembers
The full record on Frazier Financial Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,152 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Ohio
All of Ohio →| Firm | Regulatory AUM | Clients |
|---|---|---|
| HCM Wealth AdvisorsCincinnati | $1.2B | 850 |
| TCP Asset Management, LLCUpper Arlington | $1.2B | 2,221 |
| W.A. Smith Financial GroupSandusky | $1.2B | 1,665 |
| Kohmann Bosshard Financial Services, LLC.Akron | $1.1B | 475 |
| The Joseph Group Capital ManagementColumbus | $1.1B | 818 |
| Lineweaver Wealth AdvisorsValley View | $1.1B | 2,096 |
Background
Questions
How much does Frazier Financial Advisors, LLC manage?
Frazier Financial Advisors, LLC reports $1.2B in regulatory assets under management across 4,115 accounts, 93% of it on a discretionary basis, on its Form ADV filed July 8, 2026.
How many clients does Frazier Financial Advisors, LLC have?
It reports 724 individual clients: 300 high-net-worth individuals and 424 other individuals. Individuals account for about 94% of its regulatory assets.
Where is Frazier Financial Advisors, LLC headquartered?
Its main office is in Columbus, Ohio. It reports 1 office in total and 20 employees, 15 of whom perform investment advisory functions.
How does Frazier Financial Advisors, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Frazier Financial Advisors, LLC use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity. On Schedule D of its Form ADV filed July 8, 2026, it reports these amounts held: Charles Schwab ($565M); Fidelity ($390M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Frazier Financial Advisors, LLC a hybrid RIA with a broker-dealer?
Frazier Financial Advisors, LLC is a hybrid RIA: 8 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Frazier Financial Advisors, LLC a fiduciary?
As an SEC-registered investment adviser, Frazier Financial Advisors, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 8 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Frazier Financial Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-08), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →