Wealth manager, independent · Fort Wayne, IN
Vestia Personal Wealth Advisors
Vestia Advisors, LLC · SEC-registered investment adviser · CRD 290565 · SEC 801-112175
At a glance
Vestia Personal Wealth Advisors is an SEC-registered investment adviser based in Fort Wayne, Indiana, with $1.1B in regulatory assets under management as of its Form ADV filed September 22, 2026. It reports 3,970 individual clients, 3,105 of them high-net-worth, holding an average of about $0.3 million each, and 31 employees. That ranks it 1041st among the nation’s 5,657 independent wealth management RIAs and 19th of 88 in Indiana. It reports 2 custodians for its clients’ separately managed accounts: Fidelity and Charles Schwab.
Main office 877-669-1126vestiaadvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among independent wealth managers
- #1,041 of 5,657
- Rank among all SEC RIAs
- #5,191 of 17,210
- Rank in Indiana
- #19 of 88
- Individual clients
- 3,970
- High-net-worth clients
- 3,105
- Accounts
- 3,987
- Discretionary
- 100% of AUM
- Employees
- 31
- Advisory staff
- 17
- Offices
- 9
Owners and executives on its Form ADV
- Thomas S. MartinDirector
- Bradlee M. QuickPresident and Chief Operating Officer
- Lauren L. OschmanChief Executive Officer
- Michael W. TrentChief Technology Officer
- Stacy L. SizemoreChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Vestia Personal Wealth Advisors is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed September 2026) names Ausdal Financial Partners as the broker-dealer its advisers are registered with.
ised Persons, in their individual capa cities as registered representatives of Ausdal Financial Partners (“Ausdal”), may provide securities brokerage services and implement securities transactions under a separate commission-based arrangem
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 3,105 | $966M | 91% |
| Individuals | 865 | $71M | 7% |
| Pension and profit sharing plans | 17 | $24M | 2% |
Disciplinary disclosures
Vestia Personal Wealth Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Periodicals or newsletters
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗vestiaadvisors.com ↗
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The full record on Vestia Personal Wealth Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 3,392 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Indiana
All of Indiana →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Corevision Financial GroupShelbyville | $1.2B | 1,290 |
| Korhorn Financial GroupGranger | $1.2B | 2,303 |
| Fi3 Financial Advisors, LLCIndianapolis | $1.1B | 246 |
Background
Questions
How much does Vestia Personal Wealth Advisors manage?
Vestia Personal Wealth Advisors reports $1.1B in regulatory assets under management across 3,987 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 22, 2026.
How many clients does Vestia Personal Wealth Advisors have?
It reports 3,970 individual clients: 3,105 high-net-worth individuals and 865 other individuals. Individuals account for about 98% of its regulatory assets.
Where is Vestia Personal Wealth Advisors headquartered?
Its main office is in Fort Wayne, Indiana. It reports 9 offices in total and 31 employees, 17 of whom perform investment advisory functions.
How does Vestia Personal Wealth Advisors charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Vestia Personal Wealth Advisors use?
It reports 2 custodians for its clients’ separately managed accounts: Fidelity and Charles Schwab. On Schedule D of its Form ADV filed September 22, 2026, it reports these amounts held: Fidelity ($562M); Charles Schwab ($324M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Vestia Personal Wealth Advisors a hybrid RIA with a broker-dealer?
Vestia Personal Wealth Advisors is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Vestia Personal Wealth Advisors a fiduciary?
As an SEC-registered investment adviser, Vestia Personal Wealth Advisors owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 4 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Vestia Personal Wealth Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-22), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →