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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 9963
    Monere Wealth Management, Inc.Schaumburg, IL · 500 clientsBroker-dealer firmHybridMonere Investments, Inc.
    No custodian reported
    $312M
  2. 9993
    Invicta Advisors LLCOakmont, PA · 1,163 clientsBroker-dealer firmHybridInvicta Capital LLC
    No custodian reported
    $310M
  3. 9996
    H. C. Denison Co.Sheboygan, WI · 343 clientsBroker-dealer firmHybrid
    Hilltop Securities 100%
    $310M
  4. 10052
    Bexil Advisers LLCWalpole, NH · 1 clientsAsset managerHybridMidas Securities Group, Inc.
    No custodian reported
    $307M
  5. 10059
    Oneamerica Securities, Inc.Indianapolis, IN · 2,300 clientsBroker-dealer firmHybrid
    Pershing 100%
    $306M
  6. 10060
    Hancock Whitney Investment Services Inc.New Orleans, LA · 912 clientsBroker-dealer firmAffiliated broker-dealer
    No custodian reported
    $306M
  7. 10061
    Tavira FinancialLondon, England, United Kingdom · 8 clientsBroker-dealer firmAffiliated broker-dealerTavira Financial Limited
    No custodian reported
    $306M
  8. 10080
    Paradigm Funds Advisor LLCAlbany, NY · 3 clientsAsset managerHybridC. L. King & Associates, Inc., clears through RBC Capital Markets
    No custodian reported
    $305M
  9. 10081
    Old Slip Registered Investment Advisors, LLCNew York, NY · 30 clientsAsset managerHybridOld Slip Capital Management, Inc.
    Schwab 100%
    $305M
  10. 10085
    EMC Capital Advisors, LLCBannockburn, IL · 1 clientsAsset managerAffiliated broker-dealerDearborn Capital Management, LLC
    No custodian reported
    $305M
  11. 10095
    Oakwood Capital, Inc.St. Louis Park, MN · 616 clientsWealth managerHybridOakwood Capital Securities, Inc.
    RBC 55%Schwab 42%
    $304M
  12. 10151
    Pinnacle Capital Management, LLCEast Syracuse, NY · 511 clientsWealth managerHybridPinnacle Investments, LLC
    Wells Fargo 100%
    $300M
  13. 10168
    Alliant Securities, Inc. Turner, Nord, KienbaumLiberty Lake, WA · 711 clientsBroker-dealer firmHybrid
    Wells Fargo 70%Schwab 30%
    $300M
  14. 10169
    Canyon ABF Manager LLCDallas, TX · 2 clientsPrivate fund adviserHybridCP Investments, LLC
    No custodian reported
    $300M
  15. 10197
    GS Gamma Advisors, LLCNew York, NY · 1 clientsPrivate fund adviserAffiliated broker-dealerGuggenheim Funds Distributors, LLC, Guggenheim Investor Services, LLC, clears through Pershing
    No custodian reported
    $299M
  16. 10199
    Consello CapitalNew York, NY · 3 clientsPrivate fund adviserAffiliated broker-dealerConsello Financial LLC
    No custodian reported
    $299M
  17. 10215
    TAP Root Capital Management LPSummit, NJ · 3 clientsPrivate fund adviserHybridSevenpoint Partners LLC
    No custodian reported
    $297M
  18. 10264
    Plus CapitalVenice, CA · 15 clientsPrivate fund adviserHybridPlus Venture Partners, LLC
    No custodian reported
    $294M
  19. 10268
    Project Level Management Company, LLCChicago, IL · 4 clientsPrivate fund adviserHybridAriel Distributors, LLC
    No custodian reported
    $294M
  20. 10294
    Cassady Wealth & Retirement Planning L.L.C.Henderson, NV · 455 clientsWealth managerHybridGradient Securities, LLC
    SEI 51%Schwab 49%
    $292M
  21. 10298
    Long Island Wealth Management, Inc.125 clientsWealth managerAffiliated broker-dealerCapfinancial Securities, LLC.
    Schwab 100%
    $292M
  22. 10309
    Idirect Private Credit Advisors LLCNew York, NY · 1 clientsAsset managerHybridIcapital Hong Kong LTD., Icapital Markets LLC
    No custodian reported
    $291M
  23. 10316
    Leigh Baldwin & Co., LLCCazenovia, NY · 682 clientsBroker-dealer firmHybrid
    No custodian reported
    $291M
  24. 10341
    Gradient Advisors, LLCArden Hills, MN · 2,152 clientsWealth managerHybridGradient Securities, LLC
    Schwab 77%SEI 23%
    $289M
  25. 10366
    Moelis Asset Catalyst PartnersSt Louis, MO · 2 clientsPrivate fund adviserAffiliated broker-dealerMoelis & Company LLC
    No custodian reported
    $288M
  26. 10373
    Liquid Capital Management LLCLos Angeles, CA · 3 clientsPrivate fund adviserHybridRainmaker Securities, LLC
    No custodian reported
    $288M
  27. 10409
    Wesbanco Securities, Inc.St Clairsville, OH · 1,627 clientsBroker-dealer firmHybrid
    Pershing 58%SEI 42%
    $286M
  28. 10416
    Eden Global Advisors LLCNew York, NY · 3 clientsPrivate fund adviserHybridEden Global Capital Partners LLC
    No custodian reported
    $286M
  29. 10419
    Fingerlakes Wealth Management, Inc.Ithaca, NY · 592 clientsWealth managerHybrid
    Schwab 87%
    $285M
  30. 10440
    Momentus Manager LLCArlington, VA · 3 clientsPrivate fund adviserAffiliated broker-dealerMomentus Securities LLC
    No custodian reported
    $284M
  31. 10462
    ZOE Financial, Inc.New York, NY · 1,689 clientsWealth managerWrap sponsorHybridZOE Securities LLC, clears through Apex Clearing
    Apex Fintech 100%
    $283M
  32. 10481
    Bear Creek Fund Advisors LLCDenver, CO · 3 clientsPrivate fund adviserHybridBear Creek Securities LLC
    No custodian reported
    $283M
  33. 10501
    Bennington Financial Planning GroupBennington, VT · 386 clientsBroker-dealer firmHybridD. B. McKenna & Co., Inc.
    Raymond James 100%
    $281M
  34. 10532
    Avatar Capital Management LLCSeattle, WA · 2 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $280M
  35. 10540
    American Discovery Investment Advisors, LLCLos Angeles, CA · 3 clientsPrivate fund adviserHybridAmerican Discovery Advisors, LLC
    No custodian reported
    $279M
  36. 10551
    FS Tactical Advisor, LLCPhiladelphia, PA · 2 clientsPrivate fund adviserHybridFS Digital Infrastructure Advisor, LLC, FS Investment Solutions, LLC
    No custodian reported
    $279M
  37. 10563
    Guardian Asset Advisors, LLCMechanicsburg, PA · 1,201 clientsWealth managerHybrid
    Schwab 100%
    $278M
  38. 10588
    Buckman Advisory Group LLCLittle Silver, NJ · 868 clientsWealth managerWrap sponsorHybridBuckman, Buckman & Reid, Inc.
    RBC 100%
    $277M
  39. 10590
    Dominion Portfolio Management, Inc.Tampa, FL · 782 clientsWealth managerHybridCalton & Associates, Inc.
    Hilltop Securities 59%Franklin Distributors 41%
    $277M
  40. 10591
    Wilmington Capital Securities, LLCGarden City, NY · 177 clientsBroker-dealer firmHybridWilmington Capital Securities, LLC
    No custodian reported
    $277M

RIAs by state