Wealth manager, independent · Henderson, NV
Cassady Wealth & Retirement Planning L.L.C.
SEC-registered investment adviser · CRD 309710 · SEC 801-129764
At a glance
Cassady Wealth & Retirement Planning L.L.C. is an SEC-registered investment adviser based in Henderson, Nevada, with $292 million in regulatory assets under management as of its Form ADV filed July 10, 2026. Its largest client group by assets is individuals, and it reports 455 individual clients. By Form ADV it is a wealth manager, ranked 4,462nd of 8,915 wealth managers and 10,294th of 17,210 SEC-registered advisers by assets.
Main office 702-650-4480cassadywealth.comAs filed on Form ADV
- Regulatory AUM
- $292M
- Rank among wealth managers
- #4,462 of 8,915
- Rank among all SEC RIAs
- #10,294 of 17,210
- Rank in Nevada
- #33 of 77
- Individual clients
- 455
- High-net-worth clients
- 75
- Accounts
- 685
- Discretionary
- 85% of AUM
- Employees
- 5
- Advisory staff
- 5
- Offices
- 2
Owners and executives on its Form ADV
- Jasen E. CassadyManaging Member/investment Advisor Representative
- Jason A. WaughChief Compliance Officer
- Sean Y. YaoManaging Member
Custody and brokerage
Broker-dealer
Hybrid RIA
Cassady Wealth & Retirement Planning L.L.C. is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Gradient Securities, LLC.
- Gradient Securities, LLC
Its Form ADV brochure (filed July 2026) names Gradient Securities as the broker-dealer its advisers are registered with.
ompensation for the Sale of Securities to Clients Investment Advisor Representatives of CWRP receive external compensation for the sale of securities to clients as a registered representative of Gradient Securities, LLC, a broker - dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 380 | $176M | 60% |
| High-net-worth individuals | 75 | $117M | 40% |
Disciplinary disclosures
Cassady Wealth & Retirement Planning L.L.C. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗cassadywealth.com ↗
AtlasMembers
The full record on Cassady Wealth & Retirement Planning L.L.C.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 6,532 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Cassady Wealth & Retirement Planning L.L.C. manage?
Cassady Wealth & Retirement Planning L.L.C. reports $292 million in regulatory assets under management across 685 accounts, 85% of it on a discretionary basis, on its Form ADV filed July 10, 2026.
What kind of firm is Cassady Wealth & Retirement Planning L.L.C.?
Cassady Wealth & Retirement Planning L.L.C. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Cassady Wealth & Retirement Planning L.L.C.’s clients?
By assets, its largest client types are individuals ($176 million, 380 clients); high-net-worth individuals ($117 million, 75 clients).
Does Cassady Wealth & Retirement Planning L.L.C. have any disciplinary history?
Cassady Wealth & Retirement Planning L.L.C. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Cassady Wealth & Retirement Planning L.L.C.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-10), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →