Broker-dealer firm · Liberty Lake, WA
Alliant Securities, Inc. Turner, Nord, Kienbaum
Alliant Securities, Inc. · SEC-registered investment adviser · CRD 7726 · SEC 801-120849
At a glance
Alliant Securities, Inc. Turner, Nord, Kienbaum is an SEC-registered investment adviser based in Liberty Lake, Washington, with $300 million in regulatory assets under management as of its Form ADV filed September 11, 2026. Its largest client group by assets is individuals, and it reports 708 individual clients. By Form ADV it is a broker-dealer firm, ranked 251st of 391 broker-dealer firms and 10,168th of 17,210 SEC-registered advisers by assets.
Main office 509-747-9144alliantsecurities.comAs filed on Form ADV
- Regulatory AUM
- $300M
- Rank among broker-dealer firms
- #251 of 391
- Rank among all SEC RIAs
- #10,168 of 17,210
- Rank in Washington
- #154 of 271
- Individual clients
- 708
- High-net-worth clients
- 12
- Accounts
- 696
- Discretionary
- 78% of AUM
- Employees
- 9
- Advisory staff
- 6
- Offices
- 1
Owners and executives on its Form ADV
- Paul Douglas KienbaumTreasurer CEO Co-Cco CFO
- Michael Odell NordPresident CFO Co-Cco
- Jeffrey Myles NewtonCo-Cco
- Sally Sue MannSecretary CFO
Custody and brokerage
Broker-dealer
Hybrid RIA
Alliant Securities, Inc. Turner, Nord, Kienbaum is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer. It reports a broker-dealer among its affiliates on Form ADV.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 696 | $233M | 78% |
| High-net-worth individuals | 12 | $65M | 22% |
| Charitable organizations | 3 | $3M | <1% |
Disciplinary disclosures
Alliant Securities, Inc. Turner, Nord, Kienbaum answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗alliantsecurities.com ↗
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The full record on Alliant Securities, Inc. Turner, Nord, Kienbaum
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- Assets, accounts, clients and staff, 4 years of filings
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- Filing changes this year, with alerts
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Background
Questions
How much does Alliant Securities, Inc. Turner, Nord, Kienbaum manage?
Alliant Securities, Inc. Turner, Nord, Kienbaum reports $300 million in regulatory assets under management across 696 accounts, 78% of it on a discretionary basis, on its Form ADV filed September 11, 2026.
What kind of firm is Alliant Securities, Inc. Turner, Nord, Kienbaum?
Alliant Securities, Inc. Turner, Nord, Kienbaum is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Alliant Securities, Inc. Turner, Nord, Kienbaum’s clients?
By assets, its largest client types are individuals ($233 million, 696 clients); high-net-worth individuals ($65 million, 12 clients); charitable organizations ($3 million, 3 clients).
Does Alliant Securities, Inc. Turner, Nord, Kienbaum have any disciplinary history?
Alliant Securities, Inc. Turner, Nord, Kienbaum answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Alliant Securities, Inc. Turner, Nord, Kienbaum’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-11), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →