Broker-dealer firm · Oakmont, PA
Invicta Advisors LLC
SEC-registered investment adviser · CRD 298868 · SEC 801-114114
At a glance
Invicta Advisors LLC is an SEC-registered investment adviser based in Oakmont, Pennsylvania, with $310 million in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is individuals, and it reports 1,152 individual clients. By Form ADV it is a broker-dealer firm, ranked 244th of 391 broker-dealer firms and 9,993rd of 17,210 SEC-registered advisers by assets.
Main office 412-349-8684invictacapitaladvisors.comAs filed on Form ADV
- Regulatory AUM
- $310M
- Rank among broker-dealer firms
- #244 of 391
- Rank among all SEC RIAs
- #9,993 of 17,210
- Rank in Pennsylvania
- #363 of 564
- Individual clients
- 1,152
- High-net-worth clients
- 35
- Accounts
- 1,163
- Discretionary
- 30% of AUM
- Employees
- 44
- Advisory staff
- 7
- Offices
- 5
Owners and executives on its Form ADV
- Aimee A. TothChief Executive Officer, Shareholder
- Gregory S. TealShareholder
- Philip M. GiambriShareholder
- Kristin M. PearsonChief Compliance Officer
- Deborah R. LewisShareholder
Custody and brokerage
Custodian
Invicta Advisors LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Invicta Advisors LLC is a hybrid RIA: 44 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Invicta Capital LLC.
- Invicta Capital LLC ↗CRD 288101
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed March 2026) names Invicta Capital as the broker-dealer its advisers are registered with.
Some members of Invicta Advisors are also registered with Invicta Capital and may also be shareholders in Invicta Capital.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 1,117 | $206M | 66% |
| High-net-worth individuals | 35 | $88M | 28% |
| Pension and profit sharing plans | 9 | $14M | 5% |
| Corporations or other businesses | 2 | $2M | <1% |
Disciplinary disclosures
Invicta Advisors LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗invictacapitaladvisors.com ↗
AtlasMembers
The full record on Invicta Advisors LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 164 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Invicta Advisors LLC manage?
Invicta Advisors LLC reports $310 million in regulatory assets under management across 1,163 accounts, 30% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Invicta Advisors LLC?
Invicta Advisors LLC is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Invicta Advisors LLC’s clients?
By assets, its largest client types are individuals ($206 million, 1,117 clients); high-net-worth individuals ($88 million, 35 clients); pension and profit sharing plans ($14 million, 9 clients).
Does Invicta Advisors LLC have any disciplinary history?
Invicta Advisors LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Invicta Advisors LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →