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Chief Compliance Officer · Invicta Advisors LLC

Kristin M. Pearson

CRD 4522677 · Named on Form ADV at one SEC-registered adviser

At a glance

Invicta Advisors LLC, an SEC-registered broker-dealer firm based in Oakmont, PA with $310 million in regulatory assets, lists Kristin M. Pearson on its Form ADV as Chief Compliance Officer.

Firms and roles

  • Invicta Advisors LLCChief Compliance OfficerBroker-dealer firm · Oakmont, PA · $310M in regulatory assets

AtlasMembers

Kristin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kristin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.