Broker-dealer firm · London, England, United Kingdom
Tavira Financial
Tavira Financial Limited · SEC-registered investment adviser · CRD 299666 · SEC 801-122827
At a glance
Tavira Financial is an SEC-registered investment adviser based in London, England, United Kingdom, with $306 million in regulatory assets under management as of its Form ADV filed June 25, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a broker-dealer firm, ranked 248th of 391 broker-dealer firms and 10,061st of 17,210 SEC-registered advisers by assets.
Main office +4402071005100tavira.groupLinkedInAs filed on Form ADV
- Regulatory AUM
- $306M
- Rank among broker-dealer firms
- #248 of 391
- Rank among all SEC RIAs
- #10,061 of 17,210
- Clients
- 8
- Accounts
- 8
- Discretionary
- 100% of AUM
- Employees
- 56
- Advisory staff
- 17
- Offices
- 3
Owners and executives on its Form ADV
- Simon E. MasonChief Compliance Officer
- Andrew WebsterChief Financial Officer
- Mark GriffithsChief Executive Officer
Custody and brokerage
Custodian
Tavira Financial’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: Tavira Financial Limited.
- Tavira Financial Limited ↗CRD 299666
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 8 | $306M | 100% |
Disciplinary disclosures
Tavira Financial answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗tavira.group ↗
AtlasMembers
The full record on Tavira Financial
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 164 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Tavira Financial manage?
Tavira Financial reports $306 million in regulatory assets under management across 8 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 25, 2026.
What kind of firm is Tavira Financial?
Tavira Financial is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Tavira Financial’s clients?
By assets, its largest client types are pooled investment vehicles ($306 million, 8 clients).
Does Tavira Financial have any disciplinary history?
Tavira Financial answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Tavira Financial’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →