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Chief Compliance Officer · Tavira Financial

Simon E. Mason

CRD 7054619 · Named on Form ADV at one SEC-registered adviser

At a glance

Tavira Financial, an SEC-registered broker-dealer firm based in London, England, United Kingdom with $306 million in regulatory assets, lists Simon E. Mason on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Tavira FinancialChief Compliance OfficerBroker-dealer firm · London, England, United Kingdom · $306M in regulatory assets

AtlasMembers

Simon’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Simon’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.