Asset manager · Bannockburn, IL
EMC Capital Advisors, LLC
SEC-registered investment adviser · CRD 169296 · SEC 801-78701
At a glance
EMC Capital Advisors, LLC is an SEC-registered investment adviser based in Bannockburn, Illinois, with $305 million in regulatory assets under management as of its Form ADV filed March 6, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 1,933rd of 3,218 asset managers and 10,085th of 17,210 SEC-registered advisers by assets.
Main office 847-267-8700emccta.comAs filed on Form ADV
- Regulatory AUM
- $305M
- Rank among asset managers
- #1,933 of 3,218
- Rank among all SEC RIAs
- #10,085 of 17,210
- Rank in Illinois
- #451 of 684
- Clients
- 1
- Accounts
- 1
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- John C. KrautsackPresident
- David M. KavanaghSecretary
- Robin A. GerthChief Compliance Officer
- Brian D. ProctorManaging Director
- David F PolliManaging Director
Custody and brokerage
Custodian
EMC Capital Advisors, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: Dearborn Capital Management, LLC.
- Dearborn Capital Management, LLC ↗CRD 155473
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $305M | 100% |
Disciplinary disclosures
EMC Capital Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗emccta.com ↗
AtlasMembers
The full record on EMC Capital Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 931 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does EMC Capital Advisors, LLC manage?
EMC Capital Advisors, LLC reports $305 million in regulatory assets under management across 1 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 6, 2026.
What kind of firm is EMC Capital Advisors, LLC?
EMC Capital Advisors, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are EMC Capital Advisors, LLC’s clients?
By assets, its largest client types are investment companies ($305 million, 1 clients).
Does EMC Capital Advisors, LLC have any disciplinary history?
EMC Capital Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is EMC Capital Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-06), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →