Secretary · EMC Capital Advisors, LLC
David M. Kavanagh
CRD 715753 · Named on Form ADV at 2 SEC-registered advisers
At a glance
EMC Capital Advisors, LLC, an SEC-registered asset manager based in Bannockburn, IL with $305 million in regulatory assets, lists David M. Kavanagh on its Form ADV as Secretary, a control person. The SEC filings also name David at 1 other registered adviser.
Firms and roles
- EMC Capital Advisors, LLCSecretaryAsset manager · Bannockburn, IL · $305M in regulatory assets
- Dearborn Capital Management, LLCChief Investment OfficerAsset manager · Chicago, IL · $361M in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- John C. KrautsackPresident, EMC Capital Advisors, LLC
- Robin A. GerthChief Compliance Officer, EMC Capital Advisors, LLC
- Brian D. ProctorManaging Director, EMC Capital Advisors, LLC
- David F PolliManaging Director, EMC Capital Advisors, LLC
- Patrick J. MeehanChief Operating Officer, Dearborn Capital Management, LLC
2 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.