Broker-dealer firm · New Orleans, LA
Hancock Whitney Investment Services Inc.
SEC-registered investment adviser · CRD 40637 · SEC 801-68420
At a glance
Hancock Whitney Investment Services Inc. is an SEC-registered investment adviser based in New Orleans, Louisiana, with $306 million in regulatory assets under management as of its Form ADV filed March 23, 2026. Its largest client group by assets is individuals, and it reports 865 individual clients. By Form ADV it is a broker-dealer firm, ranked 247th of 391 broker-dealer firms and 10,060th of 17,210 SEC-registered advisers by assets.
Main office 504-586-7290As filed on Form ADV
- Regulatory AUM
- $306M
- Rank among broker-dealer firms
- #247 of 391
- Rank among all SEC RIAs
- #10,060 of 17,210
- Rank in Louisiana
- #43 of 82
- Individual clients
- 865
- High-net-worth clients
- 2
- Accounts
- 912
- Discretionary
- 100% of AUM
- Employees
- 49
- Advisory staff
- 49
- Offices
- 4
Owners and executives on its Form ADV
- Miles Stuart MiltonPresident/ceo and Director
- Stuart Todd NichoaldsAml/bsa Officer
- Patricia Kives LoupeAssistant Secretary
- Anita Gregoire SchexnayderVice President/chief Financial Officer & Director
- John Mario Jr RigneyRia-Cco/vp/secretary & Director
- Donna BartlettBroker Dealer - Chief Compliance Officer
Custody and brokerage
Custodian
Hancock Whitney Investment Services Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It reports a broker-dealer among its affiliates on Form ADV.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 863 | $270M | 88% |
| Other | 31 | $16M | 5% |
| High-net-worth individuals | 2 | $12M | 4% |
| Corporations or other businesses | 16 | $8M | 3% |
Disciplinary disclosures
Hancock Whitney Investment Services Inc. answers yes to 5 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Hancock Whitney Investment Services Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 164 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Hancock Whitney Investment Services Inc. manage?
Hancock Whitney Investment Services Inc. reports $306 million in regulatory assets under management across 912 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 23, 2026.
What kind of firm is Hancock Whitney Investment Services Inc.?
Hancock Whitney Investment Services Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Hancock Whitney Investment Services Inc.’s clients?
By assets, its largest client types are individuals ($270 million, 863 clients); other ($16 million, 31 clients); high-net-worth individuals ($12 million, 2 clients).
Does Hancock Whitney Investment Services Inc. have any disciplinary history?
Hancock Whitney Investment Services Inc. answers yes to 5 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Hancock Whitney Investment Services Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →