Asset manager · New York, NY
Old Slip Registered Investment Advisors, LLC
SEC-registered investment adviser · CRD 297976 · SEC 801-113781
At a glance
Old Slip Registered Investment Advisors, LLC is an SEC-registered investment adviser based in New York, New York, with $305 million in regulatory assets under management as of its Form ADV filed February 12, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 14 individual clients. By Form ADV it is a asset manager, ranked 1,931st of 3,218 asset managers and 10,081st of 17,210 SEC-registered advisers by assets.
Main office 212-256-1334oldslipcap.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $305M
- Rank among asset managers
- #1,931 of 3,218
- Rank among all SEC RIAs
- #10,081 of 17,210
- Rank in New York
- #1,727 of 2,591
- Individual clients
- 14
- High-net-worth clients
- 3
- Accounts
- 26
- Discretionary
- 0% of AUM
- Employees
- 3
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- James J. LukezicManaging Member & Chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Old Slip Registered Investment Advisors, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Old Slip Capital Management, Inc..
- Old Slip Capital Management, Inc.
Its Form ADV brochure (filed February 2026) names Old Slip Capital Management as the broker-dealer its advisers are registered with.
Registration as a Broker/Dealer or Broker/Dealer Representative As a registered representative of Old Slip Capital Management, Inc., James Joseph Lukezic accepts compensation for the sale of securities.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 16 | $305M | 100% |
| Individuals | 11 | $0M | 0% |
| High-net-worth individuals | 3 | $0M | 0% |
Disciplinary disclosures
Old Slip Registered Investment Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Pension consulting
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗oldslipcap.com ↗
AtlasMembers
The full record on Old Slip Registered Investment Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 932 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Old Slip Registered Investment Advisors, LLC manage?
Old Slip Registered Investment Advisors, LLC reports $305 million in regulatory assets under management across 26 accounts, 0% of it on a discretionary basis, on its Form ADV filed February 12, 2026.
What kind of firm is Old Slip Registered Investment Advisors, LLC?
Old Slip Registered Investment Advisors, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Old Slip Registered Investment Advisors, LLC’s clients?
By assets, its largest client types are pension and profit sharing plans ($305 million, 16 clients); individuals ($0, 11 clients); high-net-worth individuals ($0, 3 clients).
Does Old Slip Registered Investment Advisors, LLC have any disciplinary history?
Old Slip Registered Investment Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Old Slip Registered Investment Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →