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Managing Member & Chief Compliance Officer · Old Slip Registered Investment Advisors, LLC

James J. Lukezic

CRD 4284800 · Named on Form ADV at one SEC-registered adviser

At a glance

Old Slip Registered Investment Advisors, LLC, an SEC-registered asset manager based in New York, NY with $305 million in regulatory assets, lists James J. Lukezic on its Form ADV as Managing Member & Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.