Broker-dealer firm · St Clairsville, OH
Wesbanco Securities, Inc.
SEC-registered investment adviser · CRD 43276 · SEC 801-119845
At a glance
Wesbanco Securities, Inc. is an SEC-registered investment adviser based in St Clairsville, Ohio, with $286 million in regulatory assets under management as of its Form ADV filed July 16, 2026. Its largest client group by assets is individuals, and it reports 1,627 individual clients. By Form ADV it is a broker-dealer firm, ranked 256th of 391 broker-dealer firms and 10,409th of 17,210 SEC-registered advisers by assets.
Main office 800-368-3369As filed on Form ADV
- Regulatory AUM
- $286M
- Rank among broker-dealer firms
- #256 of 391
- Rank among all SEC RIAs
- #10,409 of 17,210
- Rank in Ohio
- #240 of 403
- Individual clients
- 1,627
- High-net-worth clients
- 208
- Accounts
- 1,627
- Discretionary
- 64% of AUM
- Employees
- 110
- Advisory staff
- 42
- Offices
- 21
Owners and executives on its Form ADV
- Rose Lynn WilsonCCO, Managing Director of Compliance & Director
- Lisa Finkelstein StavskyDirector - Managing Director/president/ceo
- Jay ZattaDirector
- Jeff JacksonDirector
- Scott Alan LoveDirector
- Jay Michael LuzarDirector
- James Robert II HerbergerFin-Op
- Aaron S RykowskiDirector
- Samuel R NewcombCounel
Custody and brokerage
Broker-dealer
Hybrid RIA
Wesbanco Securities, Inc. is a hybrid RIA: 92 of its employees are also registered representatives of a broker-dealer. It reports a broker-dealer among its affiliates on Form ADV.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 1,419 | $186M | 65% |
| High-net-worth individuals | 208 | $100M | 35% |
Disciplinary disclosures
Wesbanco Securities, Inc. answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Wesbanco Securities, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 160 peers of its type and size
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- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Wesbanco Securities, Inc. manage?
Wesbanco Securities, Inc. reports $286 million in regulatory assets under management across 1,627 accounts, 64% of it on a discretionary basis, on its Form ADV filed July 16, 2026.
What kind of firm is Wesbanco Securities, Inc.?
Wesbanco Securities, Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser. It reports a bank or thrift among its related persons.
Who are Wesbanco Securities, Inc.’s clients?
By assets, its largest client types are individuals ($186 million, 1,419 clients); high-net-worth individuals ($100 million, 208 clients).
Does Wesbanco Securities, Inc. have any disciplinary history?
Wesbanco Securities, Inc. answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Wesbanco Securities, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →