Wealth manager, independent · St. Louis Park, MN
Oakwood Capital, Inc.
SEC-registered investment adviser · CRD 112399 · SEC 801-120259
At a glance
Oakwood Capital, Inc. is an SEC-registered investment adviser based in St. Louis Park, Minnesota, with $304 million in regulatory assets under management as of its Form ADV filed May 12, 2026. Its largest client group by assets is individuals, and it reports 608 individual clients. By Form ADV it is a wealth manager, ranked 4,339th of 8,915 wealth managers and 10,095th of 17,210 SEC-registered advisers by assets.
Main office 952-935-4601oakwoodcapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $304M
- Rank among wealth managers
- #4,339 of 8,915
- Rank among all SEC RIAs
- #10,095 of 17,210
- Rank in Minnesota
- #188 of 276
- Individual clients
- 608
- High-net-worth clients
- 181
- Accounts
- 1,051
- Discretionary
- 28% of AUM
- Employees
- 20
- Advisory staff
- 18
- Offices
- 15
Owners and executives on its Form ADV
- Douglas S. KingPresident, CEO & CCO
- Brandon D. KingSenior Vice President
- Jason T. KingSenior Vice President
Custody and brokerage
Broker-dealer
Hybrid RIA
Oakwood Capital, Inc. is a hybrid RIA: 18 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Oakwood Capital Securities, Inc..
- Oakwood Capital Securities, Inc. ↗CRD 21000
Its Form ADV brochure (filed March 2026) names Oakwood Capital Securities as the broker-dealer its advisers are registered with.
To the extent that a ny 12b-1 fees assessed on accounts for the sale of securities by a ssociated persons of Oakwood Capital who are registered representatives of the firm’s affiliated broker-dealer, Oakwood Capital Securities, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 427 | $142M | 47% |
| High-net-worth individuals | 181 | $121M | 40% |
| Other | 5 | $36M | 12% |
| Corporations or other businesses | 3 | $6M | 2% |
Disciplinary disclosures
Oakwood Capital, Inc. answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗oakwoodcapital.com ↗
AtlasMembers
The full record on Oakwood Capital, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 6,563 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Oakwood Capital, Inc. manage?
Oakwood Capital, Inc. reports $304 million in regulatory assets under management across 1,051 accounts, 28% of it on a discretionary basis, on its Form ADV filed May 12, 2026.
What kind of firm is Oakwood Capital, Inc.?
Oakwood Capital, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Oakwood Capital, Inc.’s clients?
By assets, its largest client types are individuals ($142 million, 427 clients); high-net-worth individuals ($121 million, 181 clients); other ($36 million, 5 clients).
Does Oakwood Capital, Inc. have any disciplinary history?
Oakwood Capital, Inc. answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Oakwood Capital, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →