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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Waunakee, WI

Every SEC-registered investment adviser representative at a firm office in Waunakee, with the firms that employ the most of them.

30 registered advisors work in Waunakee; the most are at Edward Jones (6). 0 list the CFP designation and 22 are also registered broker representatives.

Firms with the most advisors in Waunakee

FirmAdvisors in Waunakee
Edward Jones news6
State Farm Investment Management Corp.3
401k Investment Professionals2
LPL Financial LLC news2
Madison Partners2
Osaic Wealth, Inc. news2
Ameriprise Financial Services, LLC news1
Aza Capital Management1
Capital United, LLC1
Cetera Investment Advisers LLC news1
Compound Wealth, Advisory And Tax LLC1
Coordinated Capital Securities, Inc.1
MML Investors Services, LLC1
Marchi Investments LLC1
Principal Advised Services1
Robert W. Baird & Co. Incorporated news1
Stifel, Nicolaus & Company, Incorporated news1
Strategic Advisers LLC1
U.S. Bancorp Advisors, LLC1

Advisors in Waunakee, A to Z

Search all of Wisconsin →

Other cities in Wisconsin

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Milwaukee 1,133Madison 682Brookfield 508Green Bay 459Waukesha 440Appleton 413Mequon 223Middleton 181Wauwatosa 124Wausau 118Eau Claire 116La Crosse 106West Bend 96Oshkosh 89Sheboygan 76De Pere 73Janesville 73Fond Du Lac 70Altoona 69Racine 66Neenah 65Pewaukee 58Verona 57Delafield 55

Questions

How many financial advisors are in Waunakee, WI?

30 investment adviser representatives are registered at firm offices in Waunakee, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 22 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Waunakee?

Edward Jones, with 6 registered advisors in Waunakee, followed by State Farm Investment Management Corp. with 3.

How do I check a financial advisor in Waunakee?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.