Broker-dealer firm · Fort Atkinson, WI
Coordinated Capital Securities, Inc.
SEC-registered investment adviser · CRD 14762 · SEC 801-111070
At a glance
Coordinated Capital Securities, Inc. is an SEC-registered investment adviser based in Fort Atkinson, Wisconsin, with $137 million in regulatory assets under management as of its Form ADV filed June 25, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 186 individual clients. By Form ADV it is a broker-dealer firm, ranked 315th of 391 broker-dealer firms and 14,127th of 17,210 SEC-registered advisers by assets.
Main office 608-221-4545ccsmadison.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $137M
- Rank among broker-dealer firms
- #315 of 391
- Rank among all SEC RIAs
- #14,127 of 17,210
- Rank in Wisconsin
- #163 of 195
- Individual clients
- 186
- High-net-worth clients
- 39
- Accounts
- 186
- Discretionary
- 62% of AUM
- Employees
- 31
- Advisory staff
- 15
- Offices
- 11
Owners and executives on its Form ADV
- Mari Jo BuechnerChief Executive Officer, President
- Tracy Naioma WilliamsVice President
- Sara Danielle WilliamsChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Coordinated Capital Securities, Inc. is a hybrid RIA: 31 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 39 | $88M | 64% |
| Individuals | 147 | $49M | 36% |
Disciplinary disclosures
Coordinated Capital Securities, Inc. answers yes to 6 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗ccsmadison.com ↗
AtlasMembers
The full record on Coordinated Capital Securities, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 124 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Coordinated Capital Securities, Inc. manage?
Coordinated Capital Securities, Inc. reports $137 million in regulatory assets under management across 186 accounts, 62% of it on a discretionary basis, on its Form ADV filed June 25, 2026.
What kind of firm is Coordinated Capital Securities, Inc.?
Coordinated Capital Securities, Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Coordinated Capital Securities, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($88 million, 39 clients); individuals ($49 million, 147 clients).
Does Coordinated Capital Securities, Inc. have any disciplinary history?
Coordinated Capital Securities, Inc. answers yes to 6 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Coordinated Capital Securities, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →