Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Waterford, WI
Every SEC-registered investment adviser representative at a firm office in Waterford, with the firms that employ the most of them.
The short answer
11 registered advisors work in Waterford; the most are at LPL Financial LLC (4). 3 list the CFP designation and 9 are also registered broker representatives.
Firms with the most advisors in Waterford
| Firm | Advisors in Waterford |
|---|---|
| LPL Financial LLC news | 4 |
| Edward Jones news | 1 |
| Fiat Lux Capital Management | 1 |
| J. W. Cole Advisors, Inc. | 1 |
| On Investment Management Co. | 1 |
| Raymond James & Associates, Inc. news | 1 |
| Raymond James Financial Services Advisors, Inc. news | 1 |
| State Farm Investment Management Corp. | 1 |
| Uniplan Investment Counsel, Inc. | 1 |
Advisors in Waterford, A to Z
CFP advisors in Waterford →- Lynda M. CichoszJ. W. Cole Advisors, Inc.
- William B. CzajaState Farm Investment Management Corp.
- Matthew S. GieseLPL Financial LLC
- Emily M. ImperialeUniplan Investment Counsel, Inc.
- Ronald R. KnaflicEdward Jones · Certified Financial Planner
- Nicholas R. MowryFiat Lux Capital Management
- Nicole NickelLPL Financial LLC
- Adam ObluckRaymond James & Associates, Inc.
- Aaron M. SpitznerLPL Financial LLC · Certified Financial Planner
- Todd D. SprecherLPL Financial LLC · Certified Financial Planner
- Jake M. SteffensOn Investment Management Co.
Other cities in Wisconsin
All of Wisconsin →Milwaukee 1,040Madison 646Brookfield 476Green Bay 426Waukesha 398Appleton 386Mequon 208Middleton 170Wausau 123Wauwatosa 118Eau Claire 107La Crosse 100West Bend 92Oshkosh 87Sheboygan 72De Pere 70Janesville 68Altoona 67Neenah 67Fond Du Lac 61Racine 60Kenosha 55Oconomowoc 55Verona 53
Questions
How many financial advisors are in Waterford, WI?
11 investment adviser representatives are registered at firm offices in Waterford, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 9 of them are also registered as broker representatives, and 3 list the CFP designation.
Which firm has the most financial advisors in Waterford?
LPL Financial LLC, with 4 registered advisors in Waterford, followed by Edward Jones with 1.
How do I check a financial advisor in Waterford?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.